September 12, 2019 Comments (0) Blog, Current Investigations, Securities Fraud

Rita Marie Dulya Broker Investigation

Rita Marie Dulya Broker Investigation, featured by Top Securities Fraud Attorneys, The White Law Group

Financial Advisor Rita Marie Dulya, Kovak Securities in Port St. Lucie, FL

Are you concerned about investments with Rita Marie Dulya in Port St. Lucie, FL? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim.

According to public disclosures on FINRA’s website, Rita Marie Dulya was reportedly barred from the financial industry after failing to provide testimony in the regulator’s investigation.

Dulya was reportedly arrested in February 2018 for “exploitation of an elderly or disabled adult, grand theft of a person over 65 or older.” The criminal charges are reportedly still pending, according to her broker profile.

According to her FINRA BrokerCheck report, Dulya was reportedly affiliated with Kovak Securities in Port St. Lucie, FL from November 2002 until October 2017 when she was allegedly fired after allegations that “Client gave money to Registered Representative.”

Dulya reportedly has 2 customer complaints listed on her broker report.

Investigating Potential Claims

The White Law Group is investigating potential lawsuits regarding the liability that Dulya’s former employers may have for failure to properly supervise her.

When brokers violate securities laws, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration.

Brokerage firms that fail to monitor the business activities of their employees may be liable for investment losses due to negligent supervision for the misconduct of their employees.

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee.

We represent investors in FINRA arbitration claims in all 50 states, including Florida. Our attorneys have recovered millions of dollars from many brokerage firms in the past.

If you have suffered losses investing with Rita Marie Dulya, please call the securities fraud attorneys at The White Law Group at 888-637-5510 for a free consultation.

For more information on The White Law Group, and its representation of investors, please visitwww.WhiteSecuritiesLaw.com.

 

 

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