Month: September 2019
FINRA AWARD: Wells Fargo to pay $40,000 to Nevada investor
FINRA Panel finds Wells Fargo Violated Nevada’s New Fiduciary Rule According to an article in the Wall Street Journal this week, a Nevada...
Michael Barry Carter Broker Investigation
Michael Barry Carter (Mike Carter), Morgan Stanley, Mclean, VA Are you concerned about investments with Michael Barry Carter in Mclean, VA?...
Thomas H. Lawrence III Broker Investigation
Thomas H. Lawrence III, Ameritas Investment Corp. in Chapel Hill, TN Are you concerned about investments with Thomas H. Lawrence III (Tommy...
Vereit Inc. Settles Class Action Lawsuit for $738.5 Million
Vereit Inc. (fka American Realty Capital Properties) Settles Class Action Lawsuit Vereit Inc. (NYSE: VER), a publicly traded REIT formerly...
Lawsuit filed against J.P.Turner & Co. & Centaurus Financial
JP Turner & Centaurus Lawsuit Alleges Financial Advisors Matthew Hawkins and Cindy Chiellini made Unsuitable Investment...
Shawn Bruce Davis Broker Investigation
Shawn Bruce Davis, Independent Financial Group in Auburn, CA Are you concerned about investments with Shawn Bruce Davis in Auburn, CA? If...
