Month: September 2019
Peter E. Cunningham Broker Investigation
Peter E. Cunningham, StockCross Financial Services Reportedly Fined $225,000 over UITs According to a consent order,the Massachusetts...
Elias “Bert” Hafen Broker Investigation
Elias Herbert Hafen (Bert Hafen), Morgan Stanley, Reportedly Pleads Guilty to Alleged Fraud Scheme Did you suffer losses investing with...
Jody B. Bowers Broker Investigation
Financial Advisor Jody B. Bowers, Lowell & Co. in Abilene, Texas Are you concerned about investments with Jody B. Bowers in Abilene,...
Stefan Pastor Broker Investigation
Broker Stefan Pastor, Raymond James, Fort Lauderdale, FL Are you concerned about investments with Stefan Pastor in Fort Lauderdale, FL? If...
Independent Financial Group Lawsuit
FINRA Lawsuit Filed Against Independent Financial Group over Investment Losses The White Law Group announces the filing of a FINRA...