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November 12, 2019
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Blog, Current Investigations, Securities Fraud
Financial Advisor Jun Zhou, The Leaders Group Inc. in Littleton, Colorado Are you concerned about investments with Jun Zhou in Littleton, Colorado? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to the Financial Industry Regulatory
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November 12, 2019
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Blog, Current Investigations
Update on Ed Matthes Broker Fraud Investigation Are you concerned about investment losses with former financial advisor Ed Matthes in Oconomowoc, WI? If so, the securities attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim. According to news reports
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November 11, 2019
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Current Investigations
Investment Losses – GPB Capital & Triad Advisors If you have suffered investment losses in GPB Capital with Triad Advisors, the securities attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the
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November 10, 2019
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Blog
Energy Transfer Partners LP (ET) Investment Losses Have you suffered losses investing in Energy Transfer Partners LP? If so, the securities attorneys of The White Law Group may be able to help you recover those losses from the brokerage firm that recommended the investment. Energy Transfer Partners LP (ET), a master
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November 10, 2019
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Blog
Concerned about your investment losses in CVR Partners LP (UAN)? Have you suffered losses investing in CVR Partners LP? If so, the securities attorneys of The White Law Group may be able to help you recover those losses from the brokerage firm that recommended the investment. CVR Partners LP (UAN), is a
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November 9, 2019
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Blog
United States Natural Gas Fund L.P. Securities Investigation Are you concerned about investment losses in United States Natural Gas Fund L.P. (UNG)? If so, the securities attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration Claim against the brokerage firm that
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November 9, 2019
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Blog
SeaDrill LTD(SDRL) Securities Investigation Are you concerned about investment losses in SeaDrill LTD (SDRL)? If so, the securities attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration Claim against the brokerage firm that sold you the investment. Seadrill LTD
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November 8, 2019
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Blog
Merrill Lynch & Raymond James Sanctioned for Alleged 529 Plan Violations According to the Financial Industry Regulatory Authority (FINRA), Merrill Lynch, Raymond James & Associates and Raymond James Financial Services have reportedly agreed to pay a combined $12 million in restitution to customers for
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November 8, 2019
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Blog
Exchange-traded Notes (ETNs) Securities Investigation Are you concerned about an investment in an exchange-traded note (ETN)? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. ETNs are debt instruments issued by banks that can enable investors to
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November 8, 2019
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Blog
SEC Charges Bolton Securities with Alleged Conflicts of Interest related to 12b-1 Fees According to a press announcement yesterday, the Securities and Exchange Commission has reportedly charged broker-dealer and registered investment adviser Bolton Securities (Bolton Global Asset Management) with allegedly failing to
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