January 6, 2020 Comments Off on Ramone Knight Broker Investigation Blog, Current Investigations, Securities Fraud

Ramone Knight Broker Investigation

Ramone Knight Broker Investigation, featured by Top Securities Fraud Attorneys, The White Law Group

Financial Advisor Ramone Knight, NYLife Securities in Timonium, MD

Are you concerned about investments with Ramone Knight in Timonium, MD? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim.

According to public records, Ramone Knight (Ronald James Knight) has reportedly been barred from the securities industry on October 29, 2019.  Without admitting or denying the findings, Knight consented to the sanction and to the entry of findings that he allegedly converted funds from his member firm. The findings stated that Knight purportedly falsified expense reports and submitted them to his firm in order to obtain reimbursement to which he was not entitled.

According to his FINRA BrokerCheck report, Knight was reportedly affiliated with NYLife Securities in Timonium, MD from 2008 until 2017. Knight reportedly has two settled customer complaints filed against him in 2017 and 2018, according to his broker report. Allegations include taking loans from customers and forging a customer’s signature.

Investigating Potential Lawsuits

The White Law Group is investigating potential lawsuits regarding the liability that Knight’s employers may have for failure to properly supervise him.

When brokers violate securities laws, such as making unsuitable investments, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration.

Brokerage firms that fail to monitor the business activities of their employees may be liable for investment losses due to negligent supervision for the misconduct of their employees.

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee.

We represent investors in FINRA arbitration claims in all 50 states, including Maryland. Our attorneys have recovered millions of dollars from many brokerage firms in the past.

If you are concerned about your investments with Ramone Knight, please call the securities fraud attorneys at The White Law Group at 888-637-5510 for a free consultation.

For more information on The White Law Group, and its representation of investors, please visit www.WhiteSecuritiesLaw.com.

 

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