Financial Advisor Joseph M. Thurnherr, Wynston Hill Capital, New York, NY
Former Financial Advisor Joseph M. Thurnherr Reportedly Barred from the Securities Industry
Are you concerned about investments with former financial advisor Joseph M. Thurnherr in New York, NY? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim.
The Financial Industry Regulatory Authority (FINRA) was reportedly investigating allegations into a customer-initiated arbitration against Thurnherr last year. By allegedly refusing to provide testimony in FINRA’s investigation, Thurnherr has reportedly been barred from working in the securities industry as of February 25, 2020.
According to his broker check report, Thurnherr was reportedly registered with Wynston Hill Capital in New York, NY from 2018 to 2019. Prior to that, he was affiliated with Spartan Capital Securities in New York. He has reportedly been affiliated with 9 firms during his 10 year career in the securities industry. He reportedly has 7 customer complaints on his broker profile. Allegations include churning, unsuitable investments, and unauthorized trades, among others.
Investigating Potential Lawsuits
The White Law Group is investigating potential claims regarding the liability that Thurnherr’s employers may have for failure to properly supervise him.
When brokers violate securities laws, such as making misrepresentations or recommending unsuitable investments, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration. Brokerage firms that fail to monitor the business activities of their employees may be liable for investment losses due to negligent supervision for the misconduct of their employees.
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee.
We represent investors in FINRA arbitration claims in all 50 states including New York. Our attorneys have recovered millions of dollars from many brokerage firms in the past.
If you are concerned about your investments with Joseph M. Thurnherr, please call the securities fraud attorneys at The White Law Group at 888-637-5510 for a free consultation.
For more information on The White Law Group, and its representation of investors, please visit www.WhiteSecuritiesLaw.com.