March 2, 2020 Comments Off on Intervale Capital Fund II L.P. Securities Investigation Blog, Current Investigations, Securities Fraud

Intervale Capital Fund II L.P. Securities Investigation

Intervale Capital Fund II L.P. Securities Investigation, featured by Top Securities Faud Attorneys, The White Law Group

Intervale Capital Fund II L.P. Investigating Potential Lawsuits

Are you concerned about your investment in Intervale Capital Fund II L.P.? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment.
The fund’s reported strategy was to execute privately negotiated, control investments in lower middle-market companies in the oilfield services and equipment industry in North America and Europe.

According to SEC filings, Intervale Capital Fund II L.P. filed a Form D to raise capital from investors in 2012. The offering type was a pooled investment fund. Credit Suisse Securities was purportedly a sales compensation recipient for the fund, according to the Reg D.

Investments such as these are typically sold by brokerage firms in exchange for a large up front commission. High fees can range from 7-10%, as well as additional “due diligence fees” that can range from 1-3%.

The problem with private placement investments such as Intervale Capital Fund II L.P. is that they typically involve a high degree of risk. They are also often sold as unregistered securities which lack the same regulatory oversight as more traditional investment products like stocks or bonds.

The White Law Group is investigating the liability that FINRA registered brokerage firms may have for unsuitably recommending high-risk private placements to investors.

Despite the risks of investing in private placements, brokerage firms continue to push this type of investment because of the high commissions associated with their sale and creation.

Free Consultation with a Securities Attorney

If you have concerns regarding your investment in Intervale Capital Fund II L.P. and would like to speak with a securities attorney about your options, please call The White Law Group at 888-637-5510.

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee.

For more information on The White Law Group and its representation of investors in FINRA arbitration claims, please visit https://www.whitesecuritieslaw.com.

 

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