March 12, 2020 Comments Off on ATEL Growth Capital Fund 10 Securities Investigation Blog, Current Investigations, Securities Fraud

ATEL Growth Capital Fund 10 Securities Investigation

ATEL Growth Capital Fund 10 Securities Investigation, featured by Top Securities Fraud Attorneys, The White Law Group

ATEL Growth Capital Fund 10 Investigating Potential Lawsuits 

Are you concerned about your investment in ATEL Growth Capital Fund 10? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. 

ATEL Capital Group, an international financial services company,  reportedly provides equipment leasing, asset-based lending, venture leasing, lease administration, and asset management. The firm reportedly provides alternative investment capital to corporate clients in the U.S. and abroad.

According to SEC filings, the company filed a Form D to raise capital from investors through the offering ATEL Growth Capital Fund 10 in 2016. According to the filings, the offering type was equity and the total offering amount was reportedly $35,000,000. ATEL Securities Corp. was purportedly a sales compensation recipient for the fund, according to the Reg D.

The White Law Group is investigating potential securities fraud claims involving FINRA registered brokerage firms who may have unsuitably recommended alternative investments such as ATEL Growth Capital Fund 10. 

These alternative investments are often riskier and more complicated than traditional investments, and are only suitable for high net worth, sophisticated investors. They often have high fees and sales commissions, making them an attractive product for financial advisors to sell. 

Broker dealers are required to perform adequate due diligence on any investment they recommend. They must ensure that all recommendations are suitable for the investor. Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience. 

Despite the risks of investing in this type of alternative investments, brokerage firms continue to push this type of investment because of the high commissions associated with their sale and creation. 

Free Consultation with a Securities Attorney

If you are concerned about your investment in ATEL Growth Capital Fund 10 the White Law Group may be able to help you. To speak with a securities attorney about your options, please call The White Law Group at 888-637-5510 for a free consultation.

 The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. 

For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://www.whitesecuritieslaw.com

 

 

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