Financial Advisor Charles L. Bender III, Suntrust Investment Services, Coral Gables, FL
FINRA Reportedly Bars Advisor Charles L. Bender III (Chip Bender)
According to public records on the Financial Industry Regulatory Authority’s website, the regulator has reportedly barred Bender from the securities industry after he allegedly failed to request termination of suspension within three months of the date of the Notice of Suspension; therefore, he is automatically barred from association with any FINRA member in any capacity.
According to his broker profile, Bender was reportedly registered with Suntrust Investment Services in Coral Gables, FL from 2014 until 2018. He reportedly has two customer complaints filed against him for allegations of unsuitable trades, among others.
The White Law Group is investigating potential securities fraud lawsuits regarding the liability that Bender’s employers may have for failure to properly supervise him.
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. We represent investors in FINRA arbitration claims in all 50 states including Florida. Our attorneys have recovered millions of dollars from many brokerage firms in the past.
If you are concerned about your investments with Charles L. Bender III, please call the securities fraud attorneys at The White Law Group at 888-637-5510 for a free consultation.
For more information on The White Law Group, and its representation of investors, please visit www.WhiteSecuritiesLaw.com.