Charles Euler Jr., Janney Montgomery Scott, Radnor, PA
Advisor Charles Euler Jr. Reportedly Barred after Unsuitable Investment Allegations
Are you concerned about investments you made with former financial advisor Charles Euler Jr.? If so, the securities attorneys at The White Law Group may be able to help you.
According to the Financial Industry Regulatory Authority on April 13, 2020, the regulator has barred Euler after he reportedly refused to provide information in its investigation into whether Euler made unsuitable recommendations to his clients.
According to Euler’s Broker Report, he was reportedly registered with Janney Montgomery Scott in Radnor, PA from 1984 until 2018. His broker profile indicates he has seven customer complaints filed against him for allegations of unsuitability and unauthorized trades, among others.
Broker Investigation, Failure to Supervise
The White Law Group is investigating the liability that Euler’s employers may have for failure to properly supervise him.
Brokerage firms are required to properly supervise their advisors. They must ensure that those advisors are complying with applicable FINRA rules and regulations. If it can be demonstrated that Euler’s former employers failed to supervise him, the firm may be held responsible for losses in a FINRA arbitration claim.
If you are concerned about your investments with Charles Euler Jr. and would like a free consultation to discuss your litigation options, please call The White Law Group at 1-888-637-5510.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.
For more information on The White Law Group, visit www.WhiteSecuritiesLaw.com.