April 14, 2020 Comments Off on SQN Special Opportunity Fund LLC Securities Investigation Blog, Current Investigations

SQN Special Opportunity Fund LLC Securities Investigation

SQN Special Opportunity Fund LLC Securities Investigation, featured by Top Securities Fraud Attorneys, The White Law Group

Concerned about your investment in SQN Special Opportunity Fund LLC?

Are you concerned about your investment in SQN Special Opportunity Fund LLC? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment.

SQN Capital Management (SQN) is an international finance company and a multinational alternative investment manager specializing in collateralised, non-correlated, income-producing investments, according to its website.

According to SEC filings, the company filed a Form D to raise capital from investors for the offering of the SQN Special Opportunity Fund LLC.  According to the filings, the offering type was equity and the total offering amount sold was purportedly $6,425,000 to 59 investors.

Unfortunately brokers may not always adequately explain the risks and liquidity problems involved with purchasing units in a Limited Liability Corporation (LLC).

These investments are often considerably more risky than traditional investments such as stocks, bonds, or mutual funds just because of lessor oversight by regulators. They also typically come  with high fees and commissions.

Securities Investigation

The White Law Group is investigating potential securities claims involving FINRA registered brokerage firms who may have unsuitably recommended high risk investments such as a SQN Capital Management offering to investors.

Broker dealers are required to perform adequate due diligence on any investment they recommend. They must ensure that all recommendations are suitable for the investor. Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience.

If a broker dealer fails to perform due diligence on any investment that they recommend, they may be held responsible for investment losses.

If you are concerned about your investment in SQN Special Opportunity Fund LLC the White Law Group may be able to help you. To speak with a securities attorney about your options, please call The White Law Group at 888-637-5510 for a free consultation.

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee.

For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://www.whitesecuritieslaw.com.

 

 

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