June 15, 2020 Comments Off on Amplify Holding Co. LLC, Securities Investigation Blog, Current Investigations

Amplify Holding Co. LLC, Securities Investigation

Amplify Holding Co LLC, Securities Investigation. featured by top securities fraud attorneys, The White Law Group

Amplify Holding Co. LLC – High Risk Private Placement Investment

Are you concerned about your investment in Amplify Holding Co LLC? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment.

The company filed a form D to raise capital from investors in 2015. The total amount sold was purportedly $3,255,000 and the type of securities was equity and the industry group was reportedly “other”.

Are High Risk Private Placement Investments Suitable for you?

Investments such as these are typically sold by brokerage firms in exchange for a large up front commission. High fees can range from 7-10%, as well as additional “due diligence fees” that can range from 1-3%.  

Private placement investments typically involve a high degree of risk. They are also often sold as unregistered securities which lack the same regulatory oversight as more traditional investment products like stocks or bonds.   

The White Law Group is investigating the liability that FINRA registered brokerage firms may have for unsuitably  recommending high-risk private placements to investors. 

Broker dealers are required to perform adequate due diligence on any investment they recommend and to ensure that all recommendations are suitable for the investor. Firms that fail to do so, may be held responsible for any losses in a FINRA arbitration claim. 

Filing a Complaint against your Brokerage Firm

If you have concerns regarding your investment in Amplify Holding Co LLC,  you may be able to file a complaint against your brokerage firm. Please call The White Law Group at 888-637-5510 for a free consultation with a securities attorney.

The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee.  

For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://www.whitesecuritieslaw.com

 

 

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