July 12, 2020 Comments Off on SW Industrial Center LLC Securities Investigation Blog, Current Investigations

SW Industrial Center LLC Securities Investigation

SW Industrial Center LLC Securities Investigation, featured by top securities fraud attorneys, The White Law Group

Concerned about your Investment in SW Industrial Center LLC?

Are you concerned about your investment in SW Industrial Center LLC? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment.

The company filed a Form D to raise capital from investors for a commercial real estate fund  in 2017, according to filings with the US Securities and Exchange Commission. The total offering amount sold was purportedly $28,298,190.

The White Law Group is investigating the liability that FINRA registered brokerage firms may have for improperly recommending high-risk private placements.

Alternative investments, like SW Industrial Center  LLC, generally involve a much greater degree of risk compared to traditional investments, such as stocks, bonds or mutual funds. Interests in limited liability companies (LLC) are often sold as unregistered securities and lack the same regulatory oversight as more traditional investment products.

The high sales commission brokers earn for selling interests in limited liability companies may have provided some brokers with enough incentive to push the product to unsuspecting investors. Additionally, some brokers may have downplayed the risks associated with alternative investments and misled investors into thinking that they are “safe” investment products.

Broker dealers that sell alternative investments are required to perform adequate due diligence on all investment recommendations. They must ensure that each investment is suitable for the investor in light of the investor’s age, risk tolerance, net worth, financial needs, and investment experience.

If a broker makes an unsuitable investment recommendation or fails to adequately disclose the risks associated with an investment they may be liable for investment losses.  FINRA operates the largest securities dispute resolution forum in the United States, and has extensive experience in providing a fair, efficient and effective venue to handle a securities-related dispute.

Filing a Complaint against your Brokerage Firm

If you have concerns regarding your investment in SW Industrial Center LLC and would like to speak with a securities attorney about your options, please call The White Law Group at 888-637-5510.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.

For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://www.whitesecuritieslaw.com.

 

 

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