July 24, 2020 Comments Off on King River Royalties LLC, Securities Investigation Blog, Current Investigations

King River Royalties LLC, Securities Investigation

King River Royalties LLC, Securities Investigation, featured by top securities fraud attorneys, The White Law Group

Concerned about your investment in King River Royalties LLC?

Are you concerned about your investment in the King River Royalties LLC? If so, the securities attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment.

Resource Royalty LLC is the “leading provider of mineral & royalty 1031 exchange solutions for sophisticated, accredited investors,” according to its website. 

The Company reportedly filed a Form D to raise capital from investors in 2014 in an energy fund, according to filings with the SEC. The total offering amount was purportedly $13,300,000. The sales commissions and fees were estimated at 6% of the offering.

Unfortunately many investors were not made adequately aware of the risks and liquidity problems associated with an investment in a limited liability corporation before purchasing them.

Broker dealers are required to perform adequate due diligence on any investment they recommend. They must ensure that all recommendations are suitable for the investor. Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience.

Broker dealers that fail to adequately disclose risks or make unsuitable investment recommendations can be held liable for investment losses through FINRA Arbitration.

Free Consultation with a Securities Attorney

If you are concerned about your investment  in King River Royalties LLC, the securities attorneys at The White Law Group may be able to help you. To speak to a securities attorney about the potential to recover your investment losses, please call the offices of The White Law Group at 1-888-637-5510 for a free consultation.

The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.

For more information on The White Law Group, visit www.whitesecuritieslaw.com.

 

 

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