December, 2020
Archive

B. Riley Wealth Management to pay Customers for 529 Plan Overcharges, featured by top securities fraud attorneys, The White Law Group December 31, 2020

B. Riley Wealth Management to pay Customers for 529 Plan...

FINRA sanctions B. Riley Wealth Management for Supervisory Issues According to a

Read article

Morgan Stanley to pay Customers for 529 Savings Plan Overcharges, featured by top securities fraud attorneys, The White Law Group December 31, 2020

Morgan Stanley to pay Customers for 529 Savings Plan Overcharges

Morgan Stanley’s Supervisory Failures result in almost $1.4 Million in Overcharges

Read article

Investor Alert: AAA Florida Senior Living Fund I, LLC, featured by top securities fraud attorneys, The White Law Group December 30, 2020

Investor Alert: AAA Florida Senior Living Fund I, LLC 

Concerned about your investment in AAA Florida Senior Living Fund I LLC? The White

Read article

Pruco Securities, Inc. to pay $18 Million for Overcharges, featured by top securities fraud attorneys, The White Law Group December 30, 2020

Pruco Securities to pay $18 Million for Overcharges

Pruco Securities to pay $18 Million for Overcharges The SEC Sanctions Pruco

Read article

New York City REIT  - Class B Shares Tender Offer, featured by top securities fraud attorneys, The White Law Group December 29, 2020

New York City REIT  – Class B Shares Tender Offer

Mackenzie extends offer to purchase New York City REIT Class B shares for $6.50 per

Read article

KBS Real Estate Investment Trust IIKBS REIT II - Liquidation Plans, featured by top securities fraud attorneys, The White Law Group December 29, 2020

KBS Real Estate Investment Trust II (KBS REIT II) ...

KBS REIT II Shareholders may have Claims The White Law Group continues to

Read article

Benefit Street Partners Realty Trust - Tender Offer, featured by top securities fraud attorneys, The White Law Group December 28, 2020

Benefit Street Partners Realty Trust – Tender Offer 

Benefit Street Partners Realty Trust Shareholders may have Claims The White Law

Read article

Next Financial Group Review - Broker Fraud, Customer Complaints and Regulatory Actions, featured by top securities fraud attorneys, The White Law Group December 28, 2020

Next Financial Group Review – Broker Fraud, Customer Complaints and...

The White Law Group is investigating potential securities claims involving Next

Read article

Alliance Global Partners Advisor Michael Shillin Barred from Securities Industry., featured by top securities fraud attorneys, The White Law Group December 28, 2020

Alliance Global Partners Advisor Michael Shillin Barred from Securities Industry

FINRA Reportedly Bars Michael Shillin after Alleged Dismissal for Misrepresentations

Read article

Next Financial Group Advisor Brian Radoo Barred from Securities Industry, featured by top securities fraud attorneys, The White Law Group December 28, 2020

Next Financial Group Advisor Brian Radoo Barred from Securities Industry

FINRA Reportedly Bars Brian Radoo after Alleged Dismissal for Outside Business

Read article