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Month: December 2020

Blog, Current Investigations

B. Riley Wealth Management to pay for 529 Plan Overcharges

FINRA sanctions B. Riley Wealth Management for Supervisory Issues According to a Letter of Acceptance, Waiver and Consent (AWC) signed on...

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Blog

Morgan Stanley to pay Customers for Plan Overcharges

Morgan Stanley’s Supervisory Failures result in almost $1.4 Million in Overcharges According to a Letter of Acceptance Waiver and Consent...

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Blog, Current Investigations

Investor Alert: AAA Florida Senior Living Fund I, LLC 

Concerned about your investment in AAA Florida Senior Living Fund I LLC? The White Law Group is investigating potential securities claims...

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Blog, Current Investigations

Pruco Securities to pay $18 Million for Overcharges

Pruco Securities to pay $18 Million for Overcharges The SEC Sanctions Pruco Securities for Alleged Breach of Fiduciary Duty The Securities...

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Blog, Current Investigations

New York City REIT  – Class B Shares Tender Offer

Mackenzie extends offer to purchase New York City REIT Class B shares for $6.50 per share.  The White Law Group continues to investigate...

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Blog, Current Investigations

KBS Real Estate Investment Trust II (KBS REIT II) – Liquidation Plans

KBS REIT II Shareholders may have Claims The White Law Group continues to investigate potential claims involving KBS REIT II and the...

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