Month: January 2021
Former Laidlaw Broker Bryan Mazliach Barred from Securities Industry
Laidlaw’s Bryan Mazliach Reportedly Barred for Allegations of Excessive & Unsuitable Trading According to a default decision posted...
SEC Updates List of Unregistered Entities Soliciting Investors
PAUSE List adds 28 Soliciting entities, 3 Impersonators, and 6 Fake Regulators According to a press announcement today, the Securities and...
MSI Financial’s Gary Wayne Hammond Barred
FINRA Reportedly Bars Broker Gary Hammond for Allegations of Fraudulent Securities Sales According to the Financial Industry Regulatory...
Barred Altoona Broker Michael Shillin has 27 Customer Complaints
Updated March 31, 2021 – Former Altoona Advisor Michael Shillin Reportedly Barred after Allegations of Misrepresentations The White...
Former Wells Fargo Rep John Greg Schmidt Ordered to Pay $3M
John Greg Schmidt Reportedly Serving 5 years for Alleged Ponzi scheme. The White Law Group is continuing to investigate potential...
Growth Capital Services LLC Sanctioned for Rules Violations
FINRA Censures and Fines Growth Capital for Private Placements Rules Violations The White Law Group is investigating potential securities...
