March, 2021
Archive

The SEC charges Adviser Douglas Elstun with Fraud, featured by top securities fraud attorneys, The White Law Group March 31, 2021

The SEC charges Adviser Douglas Elstun with Fraud

Investment Adviser Douglas Elstun, Lenexa, KS charged with Defrauding Clients

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Raymond James Broker Gary Dodds Sanctioned for Churning/Excessive Trading, featured by top securities fraud attorneys, The White Law Group March 31, 2021

Raymond James Broker Gary Dodds Sanctioned for Churning/Excessive Trading

Oregon reportedly fines Advisor Gary Dodds for alleged financial exploitation of

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CPA:18 – Global - WP Carey Inc. Tender Offer $3.89 per share, featured by top securities fraud attorneys, The White Law Group March 31, 2021

CPA:18 – Global – WP Carey Inc. Tender Offer $3.89...

CPA:18 – Global – Corporate Property Associates 18 Global Lawsuits

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American Independent Securities Group to pay $275,000 to Customers, featured by top securities fraud attorneys, The White Law Group March 30, 2021

American Independent Securities Group to pay $275,000 to Customers

FINRA sanctions American Independent Securities Group for Supervisory Issues The

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Cambridge Investment Research Sanctioned for Sales of LJM Fund, featured by top securities fraud attorneys, The White Law Group March 30, 2021

Cambridge Investment Research Sanctioned for Sales of LJM Fund

FINRA Censures and Fines Cambridge Investment Research for Supervisory Issues The

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JW Cole Financial Inc. Sanctioned for Sales of LJM Fund, featured by top securities fraud attorneys, The White Law Group March 30, 2021

JW Cole Financial Inc. Sanctioned for Sales of LJM Fund

FINRA Censures and Fines JW Cole Financial Inc. for Supervisory Issues The White Law

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