Month: March 2021
Securities America, Inc. Sanctioned for Sales of LJM Fund
FINRA Censures and Fines Securities America Inc. for Supervisory Issues The White Law Group is investigating potential securities claims...
Beltline Senior Care Center Holdings LLC Securities Investigation
Did your broker recommend an investment in Beltline Senior Care Center Holdings LLC? The White Law Group is investigating potential...
Lightstone REIT-Secondary Price Suggests Losses
Lightstone Changes Name, Limits Redemptions to “Death or Hardship” The White Law Group continues to investigate FINRA arbitration...
Ex-Newbridge Broker Marshall Isaacson Lawsuit Investigation Update
FINRA Reportedly Bars Advisor Marshall Isaacson after Allegations of Unsuitable Investment Recommendations The White Law Group continues to...
Jeffrey Fladell, RBC Capital Markets, Suspended from Securities Industry
Jeffrey Fladell Reportedly Suspended for Allegations of Unsuitable Recommendations involving 100 year old Customer According to the...
Financial Advisor Michael Barry Carter Sentenced to Prison
Michael Barry Carter Reportedly Pled Guilty to stealing at least $6.15 million Michael Barry Carter, former Morgan Stanley financial...
