April, 2021
Archive

FINRA Claim: Morgan Stanley & Broker Jacob Shapira Sued over Alleged Churning & Over-concentration, featured by top securities fraud attorneys, The White Law Group April 30, 2021

FINRA Claim: Morgan Stanley & Broker Jacob Shapira Sued over...

Morgan Stanley Broker Jacob “Cobby” Shapira allegedly Shorted Amazon

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David Martirosian of Joseph Stone Capital Barred from Securities Industry, featured by top securities fraud attorneys, The White Law Group April 28, 2021

David Martirosian of Joseph Stone Capital Barred from Securities Industry

FINRA Reportedly Bars Broker David Martirosian after Allegations of Unsuitable &

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Pruco’s Frederick Joseph Rock - Fred Rock - Suspended from Securities Industry, featured by top securities fraud attorneys, The White Law Group April 28, 2021

Pruco’s Frederick Joseph Rock – Fred Rock – Suspended from...

FINRA Reportedly Suspends Fred Rock after Allegations of Selling Away According to

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FINRA Claim: UBS, Top Broker Reportedly Sued for $23 Million over Tesla Trades, featured by top securities fraud attorneys, The White Law Group April 26, 2021

FINRA Claim: UBS, Top Broker Reportedly Sued for $23 Million...

UBS Broker Allegedly Promoted Short Selling Tesla Stock According to an article in

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Wells Fargo Fires Brokers over Improper Insurance Sales Practices, featured by top securities fraud attorneys, The White Law Group April 23, 2021

Wells Fargo Fires Brokers over Improper Insurance Sales Practices

Wells Fargo Fires Brokers over Improper Insurance Sales Practices Wells Fargo

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SEC Orders Final Judgment against Ex-advisor Lester “Chad” Burroughs, featured by top securities fraud attorneys, The White Law Group April 22, 2021

SEC Orders Final Judgment against Ex-advisor Lester “Chad” Burroughs

Ex-Lincoln Investment advisor Lester “Chad”  Burroughs Found Guilty of Wire

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