Month: May 2021
FINRA Investigation: Merrill Lynch & Alleged Cold Calling Violations
Merrill Lynch Reportedly Pauses Cold Calling in Training Program According to Advisor Hub this week, the Financial Industry Regulatory...
Broad Oak Group International LLC Securities Investigation
Did your broker recommend an investment in Broad Oak Group International LLC? The White Law Group is investigating potential securities...
ZocDoc Inc. Securities Investigation
Did your broker recommend an investment in ZocDoc Inc.? The White Law Group is investigating potential securities claims involving broker...
Surna Inc. Securities Investigation
Did your broker recommend an investment in Surna Inc.? The White Law Group is investigating potential securities claims involving broker...
Ex-LPL Broker Matthew Clason Barred after Theft Charges
Ex-LPL Broker Matthew Clason Reportedly Pleads Guilty to Theft Charges Update on Investigation The White Law Group is continuing its...
Adam Belardino of MML Investors Services Suspended
FINRA Reportedly Files Complaint against Adam Belardino after Allegations of Misrepresentation and Excessive Trading According to a...
