Month: June 2021
Ex-Worden Advisor Salvatore Pizzimenti Barred from Securities Industry
FINRA Reportedly Bars Salvatore Pizzimenti after Customer Complaints Allege Churning, Unsuitability According to public documents posted on...
Paul McGonigle Charged with Defrauding Clients
Advisor Paul McGonigle Reportedly Arrested after Allegations of Wire Fraud, Mail Fraud & Identity Theft According to a press...
Former Cetera Advisor David Rockwell Sentenced to Prison
David A. Rockwell, Cape Coral, Florida Reportedly Pleads Guilty to Fraud The White Law Group continues to investigate potential securities...