Month: March 2022
Scott Hananel Suspended for Excessive Trading
FINRA Reportedly Suspends Aegis Broker Scott Hananel for Excessive, Unsuitable Trading According to the Financial Industry Regulatory...
Investor Alert: Corporate Property Associates 18 – Global Inc. (CPA:18)
CPA:18 Global Corporate Property Associates 18 Global Lawsuits Investigation The White Law Group is investigating potential securities...
Jury Finds Ambassador Advisors Breached Fiduciary Duty
Jury Ruled Ambassador Advisors Overcharged Customers for Mutual Funds According to news reports today, a jury in Pennsylvania has ruled...
FS Energy and Power Fund Shareholders may have Recovery Options
FS Energy and Power Fund – Recovery of Investment Losses The White Law Group continues to investigate FS Energy and Power Fund. If...
SEC Virtual Event: Safeguarding the Golden Years
SEC to Host Free Virtual Event to Help Older Adults and Their Caregivers Avoid Financial Fraud According to a press announcement...
Ex-LPL Broker Jonathan Cooke found liable in Fraud Scheme
Ex-LPL Broker Jonathan Cooke found liable in Annuities Fraud Scheme The Securities and Exchange Commission has won a jury trial against...
