According to FINRA’s November Disciplinary Action Report, Weston, Florida based broker Alejandro F. Marin Aigster recently agreed to be permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public.
Without admitting to or denying the Financial Industry Regulatory Authority findings, Aigster consented that he failed to respond to FINRA’s request for documents information in connection with an investigation.
In May 2015, FINRA began investiging Marin Aigster’s alleged misconduct involving an unapproved loan with a client of Mercantil Commercebank Investment Services’ bank affiliate. For the full FINRA findings, see FINRA Case #2014043835601.
According to BrokerCheck, Marin Aigster was a registered representative of Mercantil Commercebank Investment Services, based in Corals Gable, from 08/2012 – 12/2014.
If you were a client of Alejandro Marin Aigster and suffered investment losses, The White Law Group may be able to help. For a free consultation please call the securities attorneys of The White Law Group at 312-238-9650 for a free consultation.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.
For more information on The White Law Group, visit www.WhiteSecuritiesLaw.com.