Securities Investigation – Astellon Fund SICAV-SIF-Astellon Special Opportunities Fund
Are you concerned about your investment in Astellon Special Opportunities Fund? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment.
Astellon Fund SICAV-SIF-Astellon Special Opportunities Fund is a hedge fund advised byAstellon Capital Partners LLP.
Hedge funds are typically aggressively managed portfolios of investments that use advanced investment strategies such as leveraged, long, short and derivative positions in both domestic and international markets with the goal of generating high returns.
Hedge funds such as Astellon Fund SICAV-SIF-Astellon Special Opportunities Fund are generally complex and high risk investments. Investors in hedge funds can often expect large swings in performance and volatility.
According to Bloomberg, hedge fund closings hit $3 trillion and “closures have outnumbered launches for the third year running: 580 funds decided to shut as of Dec. 3, compared with 552 openings, according to Eurekahedge.”
Investigating Potential Claims
The White Law Group is investigating the liability that FINRA registered brokerage firms may have for unsuitably recommending hedge fund investments, like Astellon Fund SICAV-SIF-Astellon Special Opportunities Fund, to retail investors.
Brokerage firms are required to perform due diligence on any offering they recommend and to ensure that all recommendations made are suitable in light of the client’s age, investment experience, net worth, income, and investment objectives.
If a firm fails to perform due diligence or makes an unsuitable recommendation, the broker-dealer can be held responsible for any losses in a FINRA arbitration claim.
FINRA can help resolve problems and disputes through two non-judicial proceedings: arbitration and mediation. FINRA’s Dispute Resolution forum handles nearly all of the securities-related arbitrations and mediations in the United States.
If you have concerns regarding your investment in Astellon Fund SICAV-SIF-Astellon Special Opportunities Fund and would like to speak with a securities attorney about your options, please call The White Law Group at 888-637-5510.
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee.
For more information on The White Law Group and its representation of investors in FINRA arbitration claims, visit https://www.whitesecuritieslaw.com.