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September 3, 2019
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Blog, Current Investigations
Marcus Boggs, Former Merrill Lynch Advisor – Fraud Charges According to reports, former financial advisor Marcus Boggs was recently arrested by the FBI at O’Hare International Airport allegedly as he was boarding a flight to Germany with a one-way ticket. Marcus Boggs, 49, a former senior financial adviser for
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September 3, 2019
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Blog
SEC charges Cetera Advisors with defrauding clients According to reports, the Securities and Exchange Commission Thursday charged Cetera Advisors with breaching its fiduciary duty and defrauding its retail advisory clients in connection with the sales of mutual funds. The SEC alleged that the firm failed to disclose
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August 8, 2019
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Blog, Securities Fraud
Steadfast REIT Merger may Mean Losses for Investors. Are you concerned about investment losses in Steadfast Apartment REIT III? If so, The White Law Group may be able to help you recover your losses by filing a FINRA arbitration against the brokerage firm that sold you the investment. According to a press
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June 9, 2019
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Blog, Securities Fraud
Potential Pitfalls of 72 (t) – Early IRA Withdrawals The following is a breakdown of some of the basics of the 72(t) program and things to consider before doing a 72(t). Discussing plans for retirement is a daunting task. Now throw in a reference to 72(t) and most people have no idea what you are …
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February 14, 2019
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Blog, Current Investigations, Securities Fraud
Tom Buck Sentenced to 3 1/2 Years in Prison. According to reports, Thomas Buck, a former Merrill Lynch advisor who previously pled guilty to overcharging his clients excessive commissions was sentenced to almost three-and-a-half years in prison yesterday. Not only did Buck previously plead guilty 13 months ago but the
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February 14, 2019
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Blog, Current Investigations, Securities Fraud
Former UBS Advisor John MacColl Sentenced over Alleged Embezzlement Have you suffered investment losses with former UBS Advisor John Maccoll? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to various reports, former UBS Advisor John
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October 3, 2017
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Blog
Reef 2012-A Private Drilling Fund LP Investment Losses Have you suffered investment losses in Reef 2012-A Private Drilling Fund LP? If so, The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. Reef Oil and
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September 11, 2017
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Blog
Financial fraud routinely follows on the heels of disaster. Sadly, Hurricane Harvey and Hurricane Irma figure to be no different. Often after such disasters people unsolicited phone calls, emails and texts, including from messaging apps, about investments that exploit a variety of hurricane-related opportunities.
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January 8, 2017
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Blog, Current Investigations
Recovery of Investment Losses with George Merhoff Are you concerned about investment losses with George Merhoff and Cetera Financial Group? If so, The White Law Group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. According
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October 17, 2016
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Current Investigations, Securities Fraud
According to FINRA, Winston Wade Turner (CRD #5965386, Tampa, Florida) was barred from association with any FINRA member in any capacity. The sanction was based on findings that Turner falsified information relating to variable annuity transactions. The findings stated that Turner circumvented his member firm’s
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