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December 14, 2011

SEC sues SIPC over Stanford Investment Fraud Victim Coverage

The White Law Group is closely monitoring the ability for investment fraud victims

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December 7, 2011

Recovery of Van Zandt Agency Investment Losses through FINRA Arbitration

Have you suffered investment losses due to the purchase of promissory notes through

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December 6, 2011

Investors Encouraged to Research Financial Advisers and Choose Carefully

The USA Today recently ran a story in which they gave some tips on diligently

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December 6, 2011

FINRA Proposes New Private Placement Offering Rule, NASAA Comments

In October of this year the Financial Industry Regulatory Authority (FINRA)

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December 2, 2011

Expert Says Some Brokerage Firms Performed Poor Private Placement Due...

A recent article by Bruce Kelly of the investmentnews.com reported the opinion of

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November 28, 2011

Securian Financial Services Responsible for $2.4 million Award for Misrepresentation

Reuters is reporting that a securities arbitration panel ruled that “Securian

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November 28, 2011

LPL Financial Fined for Failure to Supervise Former Broker Jack...

According to the investmentnews.com Oregon regulators in charge of securities have

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November 28, 2011

DeWaay Financial Network Trying to Fight off Bankruptcy and DBSI...

DeWaay Financial Network LLC says they are teetering on the edge of bankruptcy due

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November 23, 2011

Wells Investment Securities Fined by FINRA for Misleading Marketing of...

According to a public release, FINRA has fined Wells Investment Securities, who is

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