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FINRA Award: UBS to Pay Investors $358 K for YES Strategy, featured by top securities fraud attorneys, The White Law Group September 17, 2021

FINRA Award: UBS to Pay Investors $358,000 for YES Strategy 

FINRA Award: UBS to Pay Investors $358 K for YES Strategy  According to a FINRA

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RBC Capital Markets to pay $800,000 for Unfair Dealing in Municipal Bonds, fetaured by top securities attorneys, The White Law Group September 17, 2021

RBC Capital Markets to pay $800,000 for Unfair Dealing in Municipal...

SEC charges RBC and two execs with Municipal Bond Rules Violations  According to

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Deutsche Bank Securities Censured & Fined, featured by top securities fraud attorneys, The White Law Group September 13, 2021

Deutsche Bank Securities Censured & Fined 

FINRA Sanctions Deutsche Bank Securities for Supervisory Issues Related to Tender

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William “Jeff” Michero, Cambridge Investments, Barred from the Securities Industry, featured by top securities fraud attorneys, The White Law Group September 13, 2021

William “Jeff” Michero, Cambridge Investments, Barred from the Securities Industry 

FINRA Reportedly Bars Jeff Michero after Allegations of Stealing Trust Funds 

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CION Investment Corp Shareholders Approve Listing Shares on NYSE , featured by top securities fraud attorneys, The White Law Group September 10, 2021

CION Investment Corp Shareholders Approve Listing Shares on NYSE  

CION Investment Corporation, Recovery of Investment Losses   The White Law Group

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Santander Investment Securities Censured & Fined, featured by top securities fraud attorneys, The White Law Group September 9, 2021

Santander Investment Securities Inc. Censured & Fined 

FINRA Sanctions Santander Investment Securities for Inaccurate Disclosures 

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