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February 19, 2019
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Blog
Cetera – NEXT Financial – Refuse Service Agreements with Ohio National According to reports on Friday, several national broker-dealers, including Cetera Financial Group and NEXT Financial Group, are reportedly refusing to sign new agreements with Ohio National Financial Services Inc., during an ongoing dispute
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February 15, 2019
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Blog, Current Investigations, Securities Fraud
Broker Investigation – Floyd Earl Powell – Albertville, AL According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred former financial advisor Floyd Earl Powell from associating with any FINRA member at any time. FINRA states in a Letter of Acceptance, Wavier &
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February 15, 2019
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Blog, Current Investigations, Securities Fraud
Hector May – Securities America – Recovery of Investment Losses According to reports yesterday, the Securities and Exchange Commission has barred former Securities America broker Hector May for allegedly running a $7.9 million Ponzi scheme with his daughter who served as the controller of his investment advisory
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February 14, 2019
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Blog
Pacific Gas & Electric – PG & E Investment Losses Have you suffered losses investing in PG & E Municipal Bonds? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. According to
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February 12, 2019
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Blog, Current Investigations
Dean Grant, Financial Advisor, Reportedly Arrested for Fraud Have you suffered losses investing with Dean Harrison Grant in Milledgeville, Georgia? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA Arbitration Claim. According to reports yesterday,
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February 11, 2019
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Blog, Current Investigations
NorthStar Healthcare Income – Securities Investigation To learn more please click play. The White Law Group continues to investigate potential claims involving the liability that broker-dealers may have for improperly recommending
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February 11, 2019
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Current Investigations
Recovery of Investment Losses in Atlas Resources Series 34-2014 LP For more information, press play to watch a short video. The White Law Group continues its investigation into the liability that FINRA registered broker-dealers may have for
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February 7, 2019
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Blog, Current Investigations
Bluerock Special Opportunity Income Fund III– Securities Investigation Are you concerned about your investment in Bluerock Special Opportunity Income Fund III? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you
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February 7, 2019
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Current Investigations
Ben Dembla – (Bhenoy Dembla) – Merrill Lynch – Chicago, IL According to the Financial Industry Regulatory Authority (FINRA), the regulator has reportedly barred financial advisor Ben Dembla (CRD#4357042) from associating with any FINRA member at any time. According to a Letter of Acceptance, Waiver and
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February 7, 2019
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Blog, Current Investigations
Recovery of Investment Losses – Reef 2015 Oil & Gas Opportunity Fund #1 L.P. Have you suffered investment losses in Reef 2015 Oil & Gas Opportunity Fund #1 L.P.? If so, the securities attorneys at The White Law Group may be able to help you recover your losses through a FINRA Dispute Resolution claim.
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