Author: The White Law Group
RBC Capital Markets LLC to pay Investors for 529 Savings Plan Overcharges
RBC Capital Markets’ Supervisory Failures result in almost $700,000 in Overcharges According to a Letter of Acceptance Waiver and Consent...
D.A. Davidson & Co. Advisor Kathleen Bott Barred from Securities Industry
FINRA Reportedly Investigates Former D. A. Davidson Advisor Kathleen Bott for Alleged Theft of Funds According to a Letter of Acceptance...
Investor Alert: Power 5 Conference Student Housing I DST
Power 5 Conference Student Housing I DST, Securities Investigation Are you concerned about your investment in Power 5 Conference Student...
Investor Alert: SCGIF II-Desplaines LLC
SCGIF II-Desplaines LLC Shareholders may have Claims The White Law Group is investigating potential FINRA lawsuits involving broker dealers...
Investor Alert: IREP-Montgomery MRF LLC
IREP-Montgomery MRF LLC Shareholders may have Claims The White Law Group is investigating potential FINRA lawsuits involving broker dealers...
FINRA Cracks Down on Excessive Trading
FINRA says there will be an Increase in Excessive Trading Cases in 2021 The Financial Industry Regulatory Authority (FINRA) is cracking...
