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December 17, 2018
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Blog, Current Investigations, Securities Fraud
Hector May – Securities America – Securities Fraud Investigation According to reports on December 13, New York financial advisor Hector May pleaded guilty to federal charges for allegedly stealing more than $11 million from his clients. May, of Orangeburg, New York, reportedly pleaded guilty to conspiracy to
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December 13, 2018
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Blog, Securities Fraud
The White Law Group announces the filing of a FINRA Arbitration claim against Capital Financial Services, Inc. The White Law Group filed and submitted the FINRA claim on behalf of a group of unsophisticated retirees residing in Minnesota and North Dakota alleging claims for violation of common law fraud, breach of
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December 5, 2018
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Blog, Current Investigations, Securities Fraud
David Fagenson Accused by FINRA of Churning Client Accounts According to the Financial Industry Regulatory Authority (FINRA), the regulator has suspended former UBS broker, David Fagenson, for alleged excessive trading in elderly client accounts. According to a Letter of Acceptance, Waiver and Consent, from January
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December 4, 2018
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Blog, Current Investigations, Securities Fraud
Ralph VonLutzow – Oberweis Securities – Sarasota, FL According to the Financial Industry Regulatory Authority (FINRA) on December 3, 2018, the regulator has barred former financial advisor Ralph VonLutzow from associating with any FINRA member at any time. From October 2012 through January 2014, while
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December 1, 2018
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Current Investigations, Securities Fraud
The White Law Group announces an investigation into gold/silver/platinum and palladium futures losses. Did you invest in gold, silver, platinum, or palladium futures between January 2009 and December 2015? If you suffered losses investing in gold/silver/platinum and palladium futures, the White Law Group may be able
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November 30, 2018
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Blog, Current Investigations, Securities Fraud
Broker Investigation – Scott Newsholme The White law Group is continuing its investigation into former financial advisor Scott Newsholme. According to reports last week, New Jersey broker Scott Newsholme was sentenced on November 20 to eight-and-half years in prison for allegedly defrauding clients out of more
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November 28, 2018
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Blog, Current Investigations, Securities Fraud
Securities Fraud Investigation – Frank Dietrich – Woodbridge Group Have you suffered losses investing with Frank Dietrich and Woodbridge Group of Companies? If so, the securities attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA arbitration claim against his
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November 27, 2018
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Blog, Securities Fraud
ICO Issuers CarrierEQ (Airfox) and Paragon Coin Inc. reportedly agree to Register Tokens as Securities According to a press announcement on November 16, 2018, the Securities and Exchange Commission announced that it has reportedly settled charges against two companies, CarrierEQ Inc. (Airfox) and Paragon Coin Inc.,
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November 20, 2018
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Blog, Current Investigations, Securities Fraud
FINRA Arbitration Claim filed against Laidlaw & Co. Alleging Over-concentration in High-risk Investments. The White Law Group announces today it has filed and submitted a FINRA claim on behalf of a Kentucky resident alleging claims for violation of common law fraud, breach of fiduciary duty, negligence, and
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November 20, 2018
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Blog, Securities Fraud
The White Law Group has filed a FINRA Claim against Taylor Capital Management The White Law Group has filed and submitted a FINRA claim on behalf of a North Carolina resident alleging claims for violation of common law fraud, breach of fiduciary duty, negligence, and negligent supervision against Taylor Capital
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