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September 18, 2019
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Current Investigations, Securities Fraud
Dawn Bennett’s “right hand man,” Bradley Mascho Sentenced to Prison According to reports this week, Bradley Mascho, Dawn Bennett’s chief assistant in her alleged Ponzi scheme, has been sentenced to 30 months in prison to be followed by three years of supervised release. Further, U.S. District Judge Paula Xinis
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September 17, 2019
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Current Investigations, Securities Fraud
Stifel Nicholas & BMO Capital Markets Sanctioned for Reportedly Providing Deficient Blue Sheet Data According to press announcement on September 16, two broker dealers, Stifel, Nicolaus & Co., Inc. and BMO Capital Markets Corp. have agreed to settle charges for providing incomplete and inaccurate securities
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September 16, 2019
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Current Investigations, Securities Fraud
Jack D. Stone, Forest Securities in Hillside, IL Are you concerned about investments with Jack D. Stone in Hillside, IL? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to the Financial Industry Regulatory Authority (FINRA), the
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September 12, 2019
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Blog, Current Investigations, Securities Fraud
Financial Advisor Rita Marie Dulya, Kovak Securities in Port St. Lucie, FL Are you concerned about investments with Rita Marie Dulya in Port St. Lucie, FL? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to public disclosures on
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September 9, 2019
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Current Investigations, Securities Fraud
Shawn Bruce Davis, Independent Financial Group in Auburn, CA Are you concerned about investments with Shawn Bruce Davis in Auburn, CA? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to a civil action brought in the Superior Court of
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September 5, 2019
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Securities Fraud
FINRA Lawsuit Filed Against Independent Financial Group over Investment Losses The White Law Group announces the filing of a FINRA arbitration claim against Independent Financial Group involving high risk private placement investments. The claim, filed by The White Law Group, was submitted to FINRA Dispute Resolution
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September 5, 2019
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Current Investigations, Securities Fraud
Joseph A. Likens – Merrill Lynch – Investigation Are you concerned about investments you made with financial advisor Joseph A. Likens? The White Law Group is investigating potential claims involving Likens and the liability his employer may have for failing to supervise him. According to public disclosures on
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August 30, 2019
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Current Investigations, Securities Fraud
Investigating Potential Lawsuits – uBiome Inc. Are you concerned about your investment in uBiome Inc.? If so, the securities attorneys at The White Law Group may be able to help you by filing aFINRA Arbitration claim against the brokerage firm that sold you the investment. The company was reportedly founded in
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August 27, 2019
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Blog, Current Investigations, Securities Fraud
Collateral Yield Enhancement Strategy (CYES) Lawsuits Have you suffered losses investing in an options-based investment strategy, Collateral Yield Enhancement Strategy (CYES), sold by broker-dealers such as Morgan Stanley and Merrill Lynch? If so, the securities attorneys at The White Law Group may be able to help you
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August 23, 2019
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Current Investigations, Securities Fraud
Kevin R. Graetz, Paulson Investment Company, New York, NY Are you concerned about investments with Kevin R. Graetz in New York, New York? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to the Financial Industry Regulatory Authority
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