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February 20, 2020
Comments Off on Spirit of America Energy Fund (SOAEX) Securities Fraud Investigation
Blog, Current Investigations, Securities Fraud
Spirit of America Energy Fund Continues to Decline after Reverse Stock Split Have you suffered investment losses in the Spirit of America Energy Fund (SOAEX)? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the
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February 19, 2020
Comments Off on Masood Azad (Mike Azad) Broker Investigation
Blog, Current Investigations, Securities Fraud
Financial Advisor Masood Azad (Mike Azad), First Allied Securities, League City, TX FINRA Reportedly Bars Mike Azad after Allegations of Unapproved Private Securities Transactions Are you concerned about investments with Masood Azad (Mike Azad) in League City, TX? If so, the securities attorneys at The White Law Group
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February 19, 2020
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Blog, Current Investigations, Securities Fraud
SEC Enters Final Judgment against Jailed Advisor Richard G. Cody Concerned about investments with Former Broker Richard G. Cody? Have you suffered losses investing with Richard G. Cody? If so, the securities attorneys at The White Law Group may be able to help you. According to reports yesterday, a federal district
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February 18, 2020
Comments Off on Ponzi Schemes on the Rise
Blog, Securities Fraud
Authorities reportedly discovered 60 alleged Ponzi schemes in 2019 with close to $3.25 billion in investor funds. According to CNBC News last week, investors are getting pummeled as alleged Ponzi schemes reach an all time high since 2010. State and federal authorities reportedly uncovered 60 alleged Ponzi schemes in
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February 18, 2020
Comments Off on Next Financial Group to pay $500,000 to Investors
Blog, Current Investigations, Securities Fraud
Next Financial Group, Houston, Texas Texas Securities Commission orders Next Financial Group of Houston, Texas, to refund $500,000 to customers. According to reports this week, the Texas Securities Commission has ordered Next Financial Group of Houston, Texas, to refund $500,000 to customers after a registered
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February 18, 2020
Comments Off on Criterion Wealth Management Securities Investigation
Blog, Current Investigations, Securities Fraud
SEC Reportedly Charges Criterion Wealth Management Insurance Services with Allegedly Defrauding Clients According to the Securities and Exchange Commission this week, the regulator charged Criterion Wealth Management Insurance Services, Inc., a Santa Clarita, California, investment advisory firm, and its then
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February 14, 2020
Comments Off on David A. Rockwell, Financial Advisor Fraud Investigation
Blog, Current Investigations, Securities Fraud
Financial Advisor David A. Rockwell, Cetera Advisor Networks, Fort Myers, FL FINRA Reportedly Suspends Advisor David A. Rockwell Are you concerned about investments with David A. Rockwell in Fort Myers, FL? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute
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February 14, 2020
Comments Off on Puerto Rico Bondholders Update
Blog, Current Investigations, Securities Fraud
Puerto Rico Bondholder Bankruptcy Update Commonwealth reaches agreement with Puerto Rico Bondholders this week. According to reports this week, Puerto Rico’s federally appointed oversight board has struck a deal with bondholders of around $35 billion, close to 50% of the Commonwealth’s bankruptcy debt. Once
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February 13, 2020
Comments Off on Resource Real Estate Opportunity REIT II Securities Investigation
Blog, Current Investigations, Securities Fraud
Resource Real Estate Opportunity REIT II Partially Suspends SRP Are you concerned about your investment in Resource Real Estate Opportunity REIT II? If so, the securities attorneys of The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm
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February 11, 2020
Comments Off on GPB Automotive Portfolio LP Update
Blog, Current Investigations, Securities Fraud
GPB Capital Reportedly Delays K1s for Investors in GPB Automotive Portfolio LP Have you suffered losses investing in GPB Automotive Portfolio LP? The White Law Group is continuing its investigation into the liability broker dealers may have for improperly recommending GPB Automotive Portfolio LP to investors.
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