• NexPoint Capital BDC Suspends Distributions

    NexPoint Capital Suspends Distributions, featured by top securities fraud attorneys, The White Law Group

    June 4, 2020 Comments Off on NexPoint Capital BDC Suspends Distributions Blog, Current Investigations

    Investor Alert: NexPoint Capital BDC Are you concerned about your investment in NexPoint Capital? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. NexPoint Capital, Inc. is a business

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  • Donald Padilla, Broker Investigation

    Donald Padilla, Broker Investigation, featured by top securities fraud attorneys, The White Law Group

    June 3, 2020 Comments Off on Donald Padilla, Broker Investigation Blog, Current Investigations

    Financial Advisor Donald Padilla, LPL Financial in Alhambra, CA Donald Padilla Reportedly Suspended from the Securities Industry According to public records on the Financial Industry Regulatory Authority (FINRA) website, the regulator reportedly suspended Donald Padilla on June 2, 2020, from association with any FINRA

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  • James Schwartz, Financial Advisor Investigation

    James Schwartz, Financial Advisor Investigation, featured by top securities fraud attorneys, The White Law Group

    June 2, 2020 Comments Off on James Schwartz, Financial Advisor Investigation Blog, Current Investigations, Securities Fraud

    Financial Advisor Jim Schwartz, Aegis Capital Corp. in Melville, NY James Schwartz Reportedly Barred after Allegations of Churning & Excessive Trading According to public records on the Financial Industry Regulatory Authority (FINRA) website, the regulator reportedly barred James Schwartz (Jim Schwartz) after he

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  • Robert Korzik, Broker Investigation

    Robert Korzik, Broker Investigation, featured by top securities fraud attorneys, The White Law Group

    June 2, 2020 Comments Off on Robert Korzik, Broker Investigation Blog, Current Investigations, Securities Fraud

    Financial Advisor Bob Korzik, Ameriprise Financial Services in Little Falls, NJ Robert Korzik Reportedly Suspended and Fined after Allegations of Selling Away According to public records on the Financial Industry Regulatory Authority (FINRA) website on May 26, 2020, the regulator has reportedly fined and suspended

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  • FI Large Cap Growth Enhanced ETN (FLGE) Securities Investigation

    FI Large Cap Growth Enhanced ETN (FLGE) Securities Investigation, featured by Top Securities Fraud Attorneys, The White Law Group

    May 29, 2020 Comments Off on FI Large Cap Growth Enhanced ETN (FLGE) Securities Investigation Blog, Current Investigations

    Concerned about your investment in FLGE? Are you concerned about your investment in FI Large Cap Growth Enhanced ETN  (FLGE)? If so, the securities attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA arbitration claim against the brokerage firm that sold you the investment.

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  • Stifel Nicolaus & Co. Inc. Sanctioned for Regulatory Violations

    Stifel Nicolaus & Co. Inc. Sanctioned for Regulatory Violations, featured by Top Securities Fraud Attorneys, The White Law Group

    May 28, 2020 Comments Off on Stifel Nicolaus & Co. Inc. Sanctioned for Regulatory Violations Blog, Current Investigations, Securities Fraud

    FINRA Hits Stifel with more than $3.6 million in sanctions for sales of UITs According to the Financial Industry Regulatory Authority Inc. (FINRA) on May 27, the regulator ordered Stifel to pay close to $1.9 million in restitution to about 1,700 customers for failing to supervise recommendations to roll over their

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