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July 15, 2019
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Blog, Securities Fraud
IMS Securities Inc. to pay $500,000 FINRA Award The White Law Group today announces a FINRA Arbitration panel has awarded a Texas couple over $500,000 in compensatory damages in a FINRA lawsuit filed against IMS Securities in February 2018, alleging unsuitable investments in high risk, non-traded REITs. The retired
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July 10, 2019
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Blog
Concerned about investment losses in First Capital Real Estate Trust Inc.? Have you suffered losses investing in First Capital Real Estate Trust Inc.? If so, The White Law Group may be able to help you. It’s possible to recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that
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July 9, 2019
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Blog, Current Investigations, Securities Fraud
Brenda Ann Smith – CV Brokerage – Private Securities Transactions Are you concerned with investments made with former financial advisor Brenda Ann Smith & CV Brokerage? If so, the securities attorneys at The White Law Group may be able to help you. According to a Letter of Acceptance, Waiver &
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July 8, 2019
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Blog, Current Investigations
Kerry Lee Hoffman, Former LPL Financial Broker Reportedly Charged with Securities Fraud Are you concerned about your investments with Kerry Hoffman and LPL Financial? If so, the securities attorneys at The White Law Group may be able to help you. The Securities and Exchange Commission has reportedly charged former LPL
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July 8, 2019
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Blog
Wedbush Broker Mark Heiden Reportedly Suspended and Fined for Alleged Unauthorized Trading Are you concerned about your investments with William Mark Heiden of Newport Beach, CA? If so, the securities attorneys at the White Law Group may be able to help you. According to the Financial Industry Regulatory Authority
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July 3, 2019
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Blog, Current Investigations
Former Summit Brokerage Advisor Christopher S. Jorgensen Barred Are you concerned about your investments with Christopher S. Jorgensen? If so, the securities attorneys at The White Law Group may be able to help you through FINRA Arbitration. According to the Financial Industry Regulatory Authority (FINRA), the
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July 2, 2019
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Blog, Current Investigations
Summit to pay Restitution to Customers for Excessive Trades According to a press announcement on Tuesday, the Financial Industry Regulatory Authority (FINRA) announced that it has sanctioned Summit Brokerage Services, Inc. for supervisory failures. The firm will reportedly be fined a total amount exceeding $880,000
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July 2, 2019
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Blog, Current Investigations
LPL Broker James T. Booth Barred for Alleged Misappropriation of Funds Have you suffered losses investing with James T. Booth of Norwalk, CT? If so, the securities attorneys at the White Law Group may be able to help you. According to the Financial Industry Regulatory Authority (FINRA), the regulator has reportedly
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July 2, 2019
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Blog, Current Investigations
AFIN- American Finance Trust – Lawsuits Have you suffered investment losses in AR Global’s American Finance Trust (AFIN)? If so, the securities attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the
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June 28, 2019
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Blog, Current Investigations
Owl Rock Capital Corp. – Investigating Potential Lawsuits Are you concerned about your investment in Owl Rock Capital Corp.? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. The
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