-
September 11, 2019
Comments (0)
Blog, Current Investigations
Apostolos Pitsironis (Paul Pitsironis), Janney Montgomery Scott, Melville, NY Are you concerned about investments with Apostolos Pitsironis in Melville, NY? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to the Financial Industry
Read More »
-
September 11, 2019
Comments (0)
Blog
FINRA Panel finds Wells Fargo Violated Nevada’s New Fiduciary Rule According to an article in the Wall Street Journal this week, a Nevada investor was reportedly awarded $40,000 in compensatory damages in the first case that invoked Nevada’s fiduciary rule, which requires all types of financial advisors to put
Read More »
-
September 11, 2019
Comments (0)
Blog, Current Investigations
Michael Barry Carter (Mike Carter), Morgan Stanley, Mclean, VA Are you concerned about investments with Michael Barry Carter in Mclean, VA? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to the Financial Industry Regulatory Authority
Read More »
-
September 10, 2019
Comments (0)
Blog
Lightstone Value Plus REIT II – Investors may have claims. If your financial advisor unsuitably recommended investing in Lightstone Value Plus REIT II, and you incurred losses, you may be able to recover your losses by filing a FINRA Arbitration claim. Lightstone Value Plus REIT II, a non-traded real estate
Read More »
-
September 10, 2019
Comments (0)
Blog, Current Investigations
Vereit Inc. (fka American Realty Capital Properties) Settles Class Action Lawsuit Vereit Inc. (NYSE: VER), a publicly traded REIT formerly known as American Realty Capital Properties (ARCP), has agreed to pay $738.5 million to settle a class action lawsuit in connection with AR Global’s 2014 accounting fraud
Read More »
-
September 10, 2019
Comments (0)
Blog, Current Investigations
Darren M. Kubiak, Kalos Capital – Lawrenceville, GA Are you concerned about your investments with Darren M. Kubiak in Lawrenceville, GA? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to a Letter of Acceptance, Waive & Consent,
Read More »
-
September 10, 2019
Comments (0)
Blog
The White Law Group announces the filing of a FINRA Lawsuit against J.P. Turner & Co. & Centaurus Financial The White Law Group announces filing of a FINRA Arbitration lawsuit today. The claim, submitted on behalf of a Columbia, South Carolina couple, alleges claims for violation of common law fraud, breach of
Read More »
-
September 9, 2019
Comments (0)
Blog
Options Clearing Corp. (OCC) reportedly to pay $20 Million in Penalties According to a press announcement on Sept. 4, 2019,the Securities and Exchange Commission and the Commodity Futures Trading Commission announced that the Options Clearing Corp. (OCC) will reportedly pay $20 million in penalties to settle charges
Read More »
-
September 6, 2019
Comments (0)
Blog, Current Investigations
Broker Stefan Pastor, Raymond James, Fort Lauderdale, FL Are you concerned about investments with Stefan Pastor in Fort Lauderdale, FL? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to the Financial Industry Regulatory Authority
Read More »
-
September 3, 2019
Comments (0)
Blog, Current Investigations
Marcus Boggs, Former Merrill Lynch Advisor – Fraud Charges According to reports, former financial advisor Marcus Boggs was recently arrested by the FBI at O’Hare International Airport allegedly as he was boarding a flight to Germany with a one-way ticket. Marcus Boggs, 49, a former senior financial adviser for
Read More »
