-
June 14, 2019
Comments (0)
Blog
20 ETF Funds with Worst 5-Year Returns According to an article in Financial Planning this week, Morningstar Direct reported on the worst performing index funds over the past five years. With an average loss of 9.51%, the 20 funds with the worst five-year returns are all exchange traded Funds (ETFs). Two are short
Read More »
-
June 13, 2019
Comments (0)
Blog
Are Non-Traded REITs a suitable investment for you? According to Robert A. Stanger & Company, an investment banking firm that publishes The Stanger Report, non-traded REIT sales soared to $869 million in May 2019. Fundraising of $3.6 billion (year-to-date) has doubled from 2018 total of $1.7 billion, according
Read More »
-
June 13, 2019
Comments (0)
Blog, Current Investigations, Securities Fraud
Investment Adviser Douglas Simanski – Next Financial – Altoona, Pennsylvania Have you suffered losses investing with Douglas Simanski and Next Financial Group? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA Arbitration claim.
Read More »
-
June 12, 2019
Comments (0)
Blog
FINRA Reportedly Bars Nicolas Barrios, of UBS Financial in Winter Haven, FL Are you concerned about your investments with Nicolas Barrios & UBS Financial? If so, the securities attorneys at The White Law Group may be able to help you through FINRA Arbitration. According to a Letter of Acceptance, Waiver &
Read More »
-
June 10, 2019
Comments (0)
Blog, Current Investigations, Securities Fraud
Kimberly Kitts, Royalty Alliance, Reportedly Barred after Guilty Plea Have you suffered losses investing with former financial advisor Kimberly Kitts in Cape Cod, MA? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses through FINRA arbitration. According to an
Read More »
-
June 9, 2019
Comments (0)
Blog, Securities Fraud
Potential Pitfalls of 72 (t) – Early IRA Withdrawals The following is a breakdown of some of the basics of the 72(t) program and things to consider before doing a 72(t). Discussing plans for retirement is a daunting task. Now throw in a reference to 72(t) and most people have no idea what you are …
Read More »
-
June 6, 2019
Comments (0)
Blog, Current Investigations
Philip Nalesnik, former LPL Financial advisor, Barred from the Securities Industry Are you concerned about investments you made with Philip Nalesnik and LPL Financial? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against them. According to
Read More »
-
June 6, 2019
Comments (0)
Blog, Current Investigations
Securities Investigation- Direct Lending Income Fund L.P. Are you concerned about your investment in Direct Lending Income Fund L.P.? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. According to
Read More »
-
June 6, 2019
Comments (0)
Blog, Current Investigations
SEC Approves Advice Rule, but is it enough to Protect Investors? According to reports, the Securities and Exchange Commission on Wednesday adopted a four-part package of regulations, including Regulation Best Interest, aimed at reforming investment advice standards for brokers and financial advisors. Regulation Best
Read More »
-
June 5, 2019
Comments (0)
Blog, Current Investigations
Mark Tudor, Raymond James Advisor Barred for Allegations of “Selling Away” Have you suffered losses investing with former financial advisor Mark Tudor and Raymond James Financial in Lake Mary, Florida? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses through a
Read More »
