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August 20, 2019
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Blog, Current Investigations, Securities Fraud
Kendall J. Groom, Cetera Advisors, Fresno, CA Are you concerned about investments with Kendall J. Groom in Fresno, CA? If so, the securities attorneys at The White Law Group may be able to help you. According to an SEC administrative release, the regulator has barred Groom from the securities industry for alleged
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August 19, 2019
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Blog, Current Investigations
Financial Advisor Gregory T. Dean, Worden Capital Management Reportedly Barred from Securities Industry Are you concerned about investments with Gregory T. Dean in Rockville Center, NY? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According
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August 16, 2019
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Blog, Current Investigations, Securities Fraud
Jonathan Spencer Williams, NYLife Securities of Timonium, Maryland Are you concerned about investments with Jonathan Spencer Williams in Timonium, Maryland? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to a CBS news report in
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August 15, 2019
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Blog, Current Investigations, Securities Fraud
FINRA Investigation: Daniel G. Maughan – Financial West Group, Los Angeles, CA According to a FINRA complaint filed on August 14, 2019, FINRA’s Department of Enforcement alleges that broker Daniel G. Maughan, while associated with Financial West Group, allegedly churned and excessively traded a customer’s
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August 14, 2019
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Blog
The IRS Changes Rule on Fee-Based Annuities According to reports this week, the Internal Revenue Service has issued a tax ruling that may cause a rise in fee-based annuities sales by registered investment advisers. Variable annuities may sound like great money makers, but hidden fees can eat into your profits. Between
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August 12, 2019
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Blog, Current Investigations
Financial Advisors Craig Accardo & Frank Briseno III, Nettworth Financial Group, Metairie, LA According to an article in Nola.com on August 11, 30 retired investors claim two financial advisors with Nettworth Financial Group, Craig Accardo & Frank Briseno III, “squandered their savings to earn big
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August 12, 2019
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Blog, Current Investigations
Financial Advisor Sean J. Kelly, Lions’s Share in Marietta, GA Are you concerned about investments with Sean J. Kelly in Marietta, GA? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to an SEC administrative order, on July 11,
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August 12, 2019
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Blog, Current Investigations
SEC Charges Brixmor Property Group Inc. and Execs with Fraud Scheme According to a press announcement on August 1, the Securities and Exchange Commission charged Brixmor Property Group Inc., a publicly-traded real estate investment trust, and four former senior executives with fraud in connection with a scheme to
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August 8, 2019
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Blog, Current Investigations
Concerned about your investment in Griffin Capital Essential Asset REIT? Are you concerned about your investment in Griffin Capital Essential Asset REIT? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA Arbitration claim against the brokerage
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August 8, 2019
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Blog
Concerned about your investment in GPB Holdings II LP with Western International Securities? If you are concerned about investment losses in GPB Holdings II LP with Western International Securities, the securities attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Dispute
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