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February 15, 2019
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Blog, Current Investigations, Securities Fraud
Broker Investigation – Floyd Earl Powell – Albertville, AL According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred former financial advisor Floyd Earl Powell from associating with any FINRA member at any time. FINRA states in a Letter of Acceptance, Wavier &
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February 15, 2019
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Blog, Current Investigations, Securities Fraud
Hector May – Securities America – Recovery of Investment Losses According to reports yesterday, the Securities and Exchange Commission has barred former Securities America broker Hector May for allegedly running a $7.9 million Ponzi scheme with his daughter who served as the controller of his investment advisory
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February 14, 2019
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Blog
Pacific Gas & Electric – PG & E Investment Losses Have you suffered losses investing in PG & E Municipal Bonds? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. According to
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February 14, 2019
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Blog, Current Investigations, Securities Fraud
Tom Buck Sentenced to 3 1/2 Years in Prison. According to reports, Thomas Buck, a former Merrill Lynch advisor who previously pled guilty to overcharging his clients excessive commissions was sentenced to almost three-and-a-half years in prison yesterday. Not only did Buck previously plead guilty 13 months ago but the
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February 14, 2019
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Blog, Current Investigations, Securities Fraud
Former UBS Advisor John MacColl Sentenced over Alleged Embezzlement Have you suffered investment losses with former UBS Advisor John Maccoll? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to various reports, former UBS Advisor John
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February 12, 2019
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Blog, Current Investigations
Dean Grant, Financial Advisor, Reportedly Arrested for Fraud Have you suffered losses investing with Dean Harrison Grant in Milledgeville, Georgia? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA Arbitration Claim. According to reports yesterday,
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February 11, 2019
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Blog, Current Investigations
NorthStar Healthcare Income – Securities Investigation To learn more please click play. The White Law Group continues to investigate potential claims involving the liability that broker-dealers may have for improperly recommending
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February 7, 2019
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Blog, Current Investigations
Bluerock Special Opportunity Income Fund III– Securities Investigation Are you concerned about your investment in Bluerock Special Opportunity Income Fund III? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you
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February 7, 2019
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Blog, Current Investigations
Recovery of Investment Losses – Reef 2015 Oil & Gas Opportunity Fund #1 L.P. Have you suffered investment losses in Reef 2015 Oil & Gas Opportunity Fund #1 L.P.? If so, the securities attorneys at The White Law Group may be able to help you recover your losses through a FINRA Dispute Resolution claim.
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February 6, 2019
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Blog, Current Investigations
Donald Logan – Waddell & Reed – Silverdale, Washington According to the Financial Industry Regulatory Authority (FINRA), the regulator has reportedly suspended Donald Logan (CRD #5537486) from acting as a broker for 18 months and fined him $25,000. FINRA states in the Letter of Acceptance, Waiver and Consent,
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