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Blog, Current Investigations

William King, Merrill Lynch Broker has 29 Customer Complaints  

Concerned about investment losses with Merrill Broker William King in Vero Beach, Florida?  The White Law Group is currently representing...

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Broker Investigations, FINRA SEC Sanctions

Juan Carlos Sosa Barred by FINRA 

Juan Carlos Sosa Allegedly Converted Customer’s Funds According to a letter of acceptance on March 19, 2024, the Financial Industry...

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Blog, Investment Loss Recovery

SmartStop Self Storage REIT Liquidation

SmartStop Self Storage REIT Inc.: Investors may have Claims   The White Law Group continues to investigate potential securities claims...

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FINRA SEC Sanctions, Securities Fraud Articles

Principal Securities Lawsuit Alleges Churning 

Principal Securities Facing Claims for Churning Allegations Principal Securities Inc. is facing legal trouble in Minnesota, where a lawsuit...

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Broker Investigations, FINRA SEC Sanctions

Ron Bucher Barred by FINRA 

Ron Bucher, Pinnacle Investments: Customers Allege Unauthorized Trading  According to a letter of acceptance, the Financial Industry...

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Blog, Investment Loss Recovery

Mackenzie Realty Capital: Pursues Listing on OTCQX

Mackenzie Realty Capital: Investigating Potential Claims The White Law Group continues to investigate potential claims involving...

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