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February 14, 2019
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Blog
Pacific Gas & Electric – PG & E Investment Losses Have you suffered losses investing in PG & E Municipal Bonds? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. According to
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February 14, 2019
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Blog, Current Investigations, Securities Fraud
Tom Buck Sentenced to 3 1/2 Years in Prison. According to reports, Thomas Buck, a former Merrill Lynch advisor who previously pled guilty to overcharging his clients excessive commissions was sentenced to almost three-and-a-half years in prison yesterday. Not only did Buck previously plead guilty 13 months ago but the
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February 14, 2019
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Blog, Current Investigations, Securities Fraud
Former UBS Advisor John MacColl Sentenced over Alleged Embezzlement Have you suffered investment losses with former UBS Advisor John Maccoll? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to various reports, former UBS Advisor John
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February 12, 2019
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Blog, Current Investigations
Dean Grant, Financial Advisor, Reportedly Arrested for Fraud Have you suffered losses investing with Dean Harrison Grant in Milledgeville, Georgia? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA Arbitration Claim. According to reports yesterday,
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February 11, 2019
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Blog, Current Investigations
NorthStar Healthcare Income – Securities Investigation To learn more please click play. The White Law Group continues to investigate potential claims involving the liability that broker-dealers may have for improperly recommending
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February 7, 2019
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Blog, Current Investigations
Bluerock Special Opportunity Income Fund III– Securities Investigation Are you concerned about your investment in Bluerock Special Opportunity Income Fund III? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you
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February 7, 2019
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Blog, Current Investigations
Recovery of Investment Losses – Reef 2015 Oil & Gas Opportunity Fund #1 L.P. Have you suffered investment losses in Reef 2015 Oil & Gas Opportunity Fund #1 L.P.? If so, the securities attorneys at The White Law Group may be able to help you recover your losses through a FINRA Dispute Resolution claim.
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February 6, 2019
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Blog, Current Investigations
Donald Logan – Waddell & Reed – Silverdale, Washington According to the Financial Industry Regulatory Authority (FINRA), the regulator has reportedly suspended Donald Logan (CRD #5537486) from acting as a broker for 18 months and fined him $25,000. FINRA states in the Letter of Acceptance, Waiver and Consent,
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February 5, 2019
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Blog
Dean Grant – GFG Strategic Advisors – Milledgeville, GA According to the Union-Recorder, financial advisor Dean Harrison Grant has been arrested by Georgia state authorities in connection with an investigation into a corrupt financial scheme that targeted several victims, including two senior citizens.
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February 5, 2019
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Blog, Current Investigations
Capitol Securities Management – Glen Allen, VA According to Investment News yesterday, a Financial Industry Regulatory Authority Inc. arbitration panel has awarded two retired schoolteachers a total of $2.38 million for allegations of excessive trading, unauthorized fund transfers and withdrawals, and fraud.
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