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June 10, 2019
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Blog, Current Investigations, Securities Fraud
Kimberly Kitts, Royalty Alliance, Reportedly Barred after Guilty Plea Have you suffered losses investing with former financial advisor Kimberly Kitts in Cape Cod, MA? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses through FINRA arbitration. According to an
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June 9, 2019
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Blog, Securities Fraud
Potential Pitfalls of 72 (t) – Early IRA Withdrawals The following is a breakdown of some of the basics of the 72(t) program and things to consider before doing a 72(t). Discussing plans for retirement is a daunting task. Now throw in a reference to 72(t) and most people have no idea what you are …
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June 6, 2019
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Blog, Current Investigations
Philip Nalesnik, former LPL Financial advisor, Barred from the Securities Industry Are you concerned about investments you made with Philip Nalesnik and LPL Financial? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against them. According to
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June 6, 2019
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Blog, Current Investigations
Securities Investigation- Direct Lending Income Fund L.P. Are you concerned about your investment in Direct Lending Income Fund L.P.? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. According to
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June 6, 2019
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Blog, Current Investigations
SEC Approves Advice Rule, but is it enough to Protect Investors? According to reports, the Securities and Exchange Commission on Wednesday adopted a four-part package of regulations, including Regulation Best Interest, aimed at reforming investment advice standards for brokers and financial advisors. Regulation Best
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June 5, 2019
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Blog, Current Investigations
FINRA Bars Alberto Sanchez for Alleged Outside Business Activities Are you concerned about investments made with former financial advisor Alberto Sanchez? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses through FINRA arbitration. According to the Financial Industry
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June 5, 2019
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Blog, Current Investigations
Securities Investigation – Carter Validus Mission Critical REIT Losses Are you concerned about Carter Validus Mission Critical REIT losses? If so, the securities attorneys at The White Law Group may be able to help your recover your losses by filing a FINRA claim against the brokerage firm that sold you the
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June 4, 2019
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Blog, Current Investigations
James F. Anderson – Ameritas – “Selling Away” Are you concerned about investments you made with financial advisor James F. Anderson? The White Law Group is investigating potential claims involving Anderson and the liability his employer may have for failing to properly supervise him. According to the Financial
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June 4, 2019
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Blog, Current Investigations
FS Investments – Securities Investigation Are you concerned about your FS Investments offerings? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. According to the DI Wire, FS/KKR
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June 4, 2019
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Blog, Current Investigations
Barred Broker William Gennity to pay $2.4 Million FINRA Award Have you suffered losses investing with former financial advisor William (Bill) Gennity. If so, the securities attorneys at The White Law Group may be able to help you. According to an award posted on the Financial Industry Regulatory Authority’s website
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