December 17, 2012

Not All ETFs are the same.

In March 2010, the Securities and Exchange Commission (SEC) began a review of the

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December 14, 2012

Yield Seeking Investors Beware of Structured Notes

According to an Investment News report, structured notes are poised to surpass

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December 13, 2012

Ongoing Investigation Into Non-traded REITs sold by Ray Lucia

Earlier this year Ray Lucia Sr. was charged by the Securities and Exchange

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Reef SWD 2007-A December 13, 2012

Recovery of Reef SWD 2007-A Investment Losses

Reef SWD 2007-A Securities Investigation Have you suffered losses in Reef SWD

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December 12, 2012

LPL sued by Massachusetts securities regulators over non-traded REIT sales.

According to reports, Massachusetts securities regulators have sued LPL Financial,

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December 10, 2012

Securities Fraud Investigation Involving Brian Keith Miller

The White Law Group is investigating potential claims involving Brian Keith Miller,

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December 7, 2012

SEC charges Miami financial advisor with securities fraud.

The Securities and Exchange Commission (the SEC) recently announced the issuance of

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December 6, 2012

Recovery of Reef Oil and Gas Income and Development Fund...

Have you suffered losses in the Reef Oil and Gas Income and Development Fund III? 

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December 6, 2012

Recovery of Foresee Strategies Insurance Fund Investment Losses

Have you suffered losses investing in the Foresee Strategies Insurance Fund?  If

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December 4, 2012

NFA issues $200,000 fine against New York forex firm Alpari...

The National Futures Association (NFA) has ordered Alpari US, LLC, a futures

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