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July 28, 2009

Jordan Paul Zaro, formerly of Riverside Securities, Inc. in Chicago,...

In May 2009, FINRA announced that Jordan Paul Zaro, a financial advisor that worked

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July 27, 2009

Martin Dennis Ross, formerly of Viewtrade Securities, and STG Secure...

In May 2009, FINRA Enforcement announced that Martin Dennis Ross had been named as a

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July 27, 2009

Michael Ross Berkoff, formerly of Gunnallen Financial, Inc., suspended from...

In May 2009, FINRA Enforcement announced that Michael Ross Berkoff had been

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July 26, 2009

Risks in investing in bankruptcy companies like General Motors

The SEC and FINRA have issued warnings out of concern that the investing public may

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July 25, 2009

Maria Anne Harding, formerly of Wachovia Securities, LLC in Fort...

Maria Anne Harding, registered as a financial advisor with Wachovia Securities LLC

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July 25, 2009

Steven Effron, formerly of Summit Brokerage Services, Inc. in Boca...

Steven Effron, registered as a financial advisor with Summit Brokerage Services,

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July 24, 2009

Richard Wayne Hill, formerly of Morgan Stanley Smith Barney, barred...

Richard Wayne Hill, formerly a financial advisor with Citigroup (now Morgan Stanley

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July 24, 2009

Joseph Kesl Aylward, formerly of Dominick & Dominick, LLC, barred...

FINRA recently announced that Joseph Kesl Aylward of Dominick & Dominick, LLC

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July 24, 2009

PAZ Securities and Joseph Mizrachi expelled from FINRA

FINRA recently announced that PAZ Securities was expelled from FINRA membership and

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