Blog
Category

June 18, 2009

Top 10 Investment Scams

As established by the Washington State Department of Financial Institutions, the

Read article

Cold-Calling Investigation, Featured by Top Securities Fraud Attorneys, The White law Group June 16, 2009

How to Stop a Broker from Cold-calling?

Stop the Cold Calling High-pressure sales calls (sometimes referred to as

Read article

June 16, 2009

Important Things to Know about B Share Mutual Funds

There has been quite a bit of controversy surrounding Class B share mutual funds in

Read article

June 14, 2009

Brokerage Firms in Boca Raton, Florida

The following is a list of some of the securities brokerage firms or broker dealers

Read article

June 14, 2009

Investors duped by fraud may be able to get tax...

As reported in the Sun Sentinel, and according to tax attorney Richard S. Lehman,

Read article

June 13, 2009

FINRA Proposes Improving BrokerCheck

FINRA, the financial industry’s self-regulating watchdog, has proposed that the

Read article

June 10, 2009

Was an L-Share annuity purchase appropriate for you?

Typically, with an L-Share annuity, you will pay a higher mortality, expense and

Read article

June 8, 2009

New Legislation That Will Impact Securities Fraud Enforcement

President Obama legislation improving enforcement of securities fraud and financial

Read article

June 7, 2009

Oppenheimer Funds 529 Plans Under Fire

Oppenheimer Funds’ 529 Plans are facing complaints amid allegations of

Read article

June 3, 2009

Top 10 Myths regarding Ponzi Schemes

Myth 1- Ponzi schemes are pyramid-type frauds that involve “robbing Peter to

Read article