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June 13, 2019
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Blog, Current Investigations, Securities Fraud
Investment Adviser Douglas Simanski – Next Financial – Altoona, Pennsylvania Have you suffered losses investing with Douglas Simanski and Next Financial Group? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA Arbitration claim.
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June 12, 2019
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Current Investigations, Securities Fraud
FINRA Reportedly Bars Nina Jessee after 23 Customer Complaints Have you suffered investment losses investing with former financial advisor Nina Jessee of Cetera Advisors in Abingdon, Virginia? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses through FINRA
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June 10, 2019
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Blog, Current Investigations, Securities Fraud
Kimberly Kitts, Royalty Alliance, Reportedly Barred after Guilty Plea Have you suffered losses investing with former financial advisor Kimberly Kitts in Cape Cod, MA? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses through FINRA arbitration. According to an
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June 6, 2019
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Blog, Current Investigations
Philip Nalesnik, former LPL Financial advisor, Barred from the Securities Industry Are you concerned about investments you made with Philip Nalesnik and LPL Financial? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against them. According to
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June 6, 2019
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Blog, Current Investigations
Securities Investigation- Direct Lending Income Fund L.P. Are you concerned about your investment in Direct Lending Income Fund L.P.? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. According to
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June 6, 2019
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Blog, Current Investigations
SEC Approves Advice Rule, but is it enough to Protect Investors? According to reports, the Securities and Exchange Commission on Wednesday adopted a four-part package of regulations, including Regulation Best Interest, aimed at reforming investment advice standards for brokers and financial advisors. Regulation Best
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June 5, 2019
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Blog, Current Investigations
Mark Tudor, Raymond James Advisor Barred for Allegations of “Selling Away” Have you suffered losses investing with former financial advisor Mark Tudor and Raymond James Financial in Lake Mary, Florida? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses through a
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June 5, 2019
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Blog, Current Investigations
FINRA Bars Alberto Sanchez for Alleged Outside Business Activities Are you concerned about investments made with former financial advisor Alberto Sanchez? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses through FINRA arbitration. According to the Financial Industry
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June 5, 2019
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Blog, Current Investigations
Securities Investigation – Carter Validus Mission Critical REIT Losses Are you concerned about Carter Validus Mission Critical REIT losses? If so, the securities attorneys at The White Law Group may be able to help your recover your losses by filing a FINRA claim against the brokerage firm that sold you the
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June 4, 2019
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Blog, Current Investigations
James F. Anderson – Ameritas – “Selling Away” Are you concerned about investments you made with financial advisor James F. Anderson? The White Law Group is investigating potential claims involving Anderson and the liability his employer may have for failing to properly supervise him. According to the Financial
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