-
December 7, 2018
Comments (0)
Blog, Current Investigations
NorthStar Healthcare Income Inc. – Decreases Estimated Net Asset Value (NAV) According to filings with the SEC, on December 4, 2018, NorthStar Healthcare Income Inc. (NHI) announced an estimated NAV per share of $7.10 as of June 30, 2018. This is a reduction of approximately 16.5% from the previous NAV per share of
Read More »
-
December 5, 2018
Comments (0)
Blog, Current Investigations
Cole Office & Industrial REIT New Tender Price $7.51/share According to SEC filings on November 18, 2018, CMG Partners, Inc. has launched a third-party mini tender offer to purchase up to 275,000 Class A shares of Cole Office & Industrial REIT, Inc.’s common stock for $7.51 per share. Unfortunately for
Read More »
-
December 5, 2018
Comments (0)
Blog, Current Investigations, Securities Fraud
David Fagenson Accused by FINRA of Churning Client Accounts According to the Financial Industry Regulatory Authority (FINRA), the regulator has suspended former UBS broker, David Fagenson, for alleged excessive trading in elderly client accounts. According to a Letter of Acceptance, Waiver and Consent, from January
Read More »
-
December 4, 2018
Comments (0)
Blog, Current Investigations
Mitchell Kurtz – Henley & Company – Roslyn Heights, New York According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred former financial advisor Mitchell Kurtz (CRD# 2437746) from associating with any FINRA member at any time. Without admitting or denying the findings, Kurtz
Read More »
-
December 4, 2018
Comments (0)
Blog, Current Investigations, Securities Fraud
Ralph VonLutzow – Oberweis Securities – Sarasota, FL According to the Financial Industry Regulatory Authority (FINRA) on December 3, 2018, the regulator has barred former financial advisor Ralph VonLutzow from associating with any FINRA member at any time. From October 2012 through January 2014, while
Read More »
-
November 30, 2018
Comments (0)
Blog, Current Investigations, Securities Fraud
Broker Investigation – Scott Newsholme The White law Group is continuing its investigation into former financial advisor Scott Newsholme. According to reports last week, New Jersey broker Scott Newsholme was sentenced on November 20 to eight-and-half years in prison for allegedly defrauding clients out of more
Read More »
-
November 28, 2018
Comments (0)
Blog, Current Investigations, Securities Fraud
Securities Fraud Investigation – Frank Dietrich – Woodbridge Group Have you suffered losses investing with Frank Dietrich and Woodbridge Group of Companies? If so, the securities attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA arbitration claim against his
Read More »
-
November 20, 2018
Comments (0)
Blog, Current Investigations, Securities Fraud
FINRA Arbitration Claim filed against Laidlaw & Co. Alleging Over-concentration in High-risk Investments. The White Law Group announces today it has filed and submitted a FINRA claim on behalf of a Kentucky resident alleging claims for violation of common law fraud, breach of fiduciary duty, negligence, and
Read More »
-
November 19, 2018
Comments (0)
Blog, Current Investigations
Investors may have claims – Initial Coin Offering (ICO) Are you concerned about your investment losses in an initial coin offering (ICO)? If so, the securities attorneys at The White Law Group may be able to help you recover your losses. Initial coin offerings (ICOs) are a relatively new method of raising
Read More »
-
November 19, 2018
Comments (0)
Blog, Current Investigations, Securities Fraud
Christopher Laws Suspended Have you suffered losses investing with Christopher Laws and LPL Financial? If so, the securities attorneys at The White Law Group may be able to help you recover your losses through FINRA Arbitration. According to the Florida Department of Financial Services on October 2, 2017, a consent
Read More »
