Current Investigations
Category

Trident Partners LTD July 20, 2017

Trident Partners LTD Censured and Fined

FINRA sanctions Trident Partners LTD for Violations Relating to Sale of Steepeners

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ARC New York City REIT July 20, 2017

ARC New York City REIT Secondary Market Listing $14.00/share

Recovery of Investment Losses in ARC New York City REIT Did you lose money investing

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Ocular Therapeutix Inc. July 20, 2017

Investigating Potential Claims involving Ocular Therapeutix Inc.

Investor Alert: Ocular Therapeutix Inc. Are you concerned about your investment in

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ARC New York City REIT July 19, 2017

ARC New York City REIT Shareholders Postpone Vote on Charter...

Recovery of Investment Losses in ARC New York City REIT Did you lose money investing

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ARC Healthcare Trust III July 19, 2017

ARC Healthcare Trust III Approves NAV $17.64/share

ARC Healthcare III to Halt Distributions in August Are you worried about your

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Bart J. Ellis July 18, 2017

Former Arizona Financial Advisor Bart J. Ellis Pleads Guilty

Bart J. Ellis Accused of Defrauding Clients for more than $1.1 Million Have you

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Wedbush Securities July 18, 2017

FINRA Hits Wedbush Securities with $1.4 Million for Elder Abuse

Wedbush Securities to pay $1.4 Million   According to reports, a FINRA Panel

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ARC Healthcare Trust III July 18, 2017

ARC Healthcare Trust III Tender Offer Closes

MacKenzie Realty Capital purchased shares of ARC Healthcare Trust III for $12.05

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Healthcare Trust Inc. July 18, 2017

Healthcare Trust Inc. Secondary Market Price $16.99/share

Investigating Potential Claims Involving Healthcare Trust Inc. Are you worried about

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Dawn Bennett July 16, 2017

Investigating Potential Claims Involving Dawn Bennett

Recovery of Investment Losses with Dawn Bennett Financial Advisor

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