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November 30, 2016
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Blog, Current Investigations
Are you concerned about your losses investing in Bennu Oil & Gas, LLC? If so, the attorneys at The White Law Group may be able to help you by filing a FINRA arbitration claim against the brokerage firm that sold you the investment. Houston-based Bennu Oil & Gas has assembled a portfolio of oil and …
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November 30, 2016
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Blog, Current Investigations
Are you concerned about your investment losses in Uniprop Manufactured Housing Communities Income Fund II? If so, the securities attorneys of The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. Uniprop
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November 30, 2016
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Blog, Current Investigations
UBS Loses Again on Puerto Rican Bonds UBS was dealt another blow from its sale of Puerto Rican bonds and closed-end funds by FINRA, who ordered the firm to pay over $700,000 to two elderly clients. As we’ve told you, UBS has been under fire in a number of FINRA arbitration cases from clients claiming …
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November 29, 2016
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Blog, Current Investigations
Are you concerned about your investment losses with Carey Credit Income Fund 2016 T? If so, The White Law Group may be able to help by filing a FINRA Dispute resolution claim against the broker who sold you the investment. Carey Credit Income Fund (CCIF) is a non-traded business development company (BDC) managed by
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November 29, 2016
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Blog, Current Investigations, Securities Fraud
The White Law Group is investigating the liability that brokerage firms may have for recommending viatical settlements through such companies as GWG Holdings or Life Partners to their customers. According to the SEC, a viatical settlement allows you to invest in another person’s life insurance policy. With a
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November 29, 2016
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Blog, Current Investigations
Have you suffered losses investing in U.S. Energy Corporation? If so, The White Law group may be able to help you recover your losses by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. U.S. Energy Corp. is a natural resource exploration and development company with a primary
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November 29, 2016
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Blog, Current Investigations
According to reports, Merrill Lynch has fired a star broker, Sandy Galuppo, regarding the alleged improper use of his expense account. Galuppo, who had been with the firm since 1995 and reportedly had $1.4 billion in client assets, was fired for “conduct including improper submission of personal expenses for
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November 29, 2016
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Blog, Current Investigations
FINRA hit Valic Financial Advisors (VFA) with a whopping $1.75 million fine for a several conflicts of interest having to do with the way it compensated brokers selling annuities. FINRA reported that Valic Financial Advisors failed to have a reasonable system to address and review the conflict of interest created by
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November 29, 2016
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Blog, Current Investigations
CNL Financial Group has announced that Chirag Bhavsar will serve as the new chief operating officer and chief financial officer for the firm’s business development companies Corporate Capital Trust and Corporate Capital Trust II. According to CNL, Bhavsar has served as an executive vice president and CFO of three
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November 29, 2016
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Blog, Current Investigations, Securities Fraud
Recovery of Investment Losses with Dennis Van Patter Are you concerned about your losses investing with VSR Financial Advisor Dennis Van Patter? If so, the securities attorneys of The White Law Group may be able to help you recover your losses by filing a FINRA arbitration claim. The White Law Group continues to
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