Current Investigations
COVID-19 Enforcement Task Force Halts Fraud Schemes
Task Force Protects Investors From 244 Fraud Schemes relating to Covid-19 Pandemic According to a press announcement on August 19, 2020,...
Valaris PLC (VAL) Files for Chapter 11 Bankruptcy Protection
Valaris PLC (VAL) Investment Losses Have you suffered investment losses in Valaris PLC (VAL) at the advice of your financial advisor? If...
Chase Merritt Global Fund Files for Chapter 11 Bankruptcy Protection
Chase Merritt Global Fund LLC Investment Losses Have you suffered investment losses in Chase Merritt Global Fund LLC? If so, the...
FINRA Sanctions J.P. Morgan Securities LLC for Volatility ETPs
JP Morgan to pay $650000 in fines plus restitution to customers for Supervisory Issues According to the Financial Industry Regulatory...
TPEG Securities LLC Censured & Fined $25,000
FINRA Sanctions TPEG Securities for Failure to Timely File PPMs According to the Financial Industry Regulatory Authority (FINRA)on June 4,...
Hartman REITs Net Asset Values Decline Prior to Merger
Concerned about your investment in a Hartman REIT? According to SEC filings this week, three affiliated REITs, Hartman Short Term Income...
