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March 8, 2019
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Blog, Current Investigations
SEC Sanctions BB&T for Valley Forge Asset Management Alleged Misdeeds According to the Securities and Exchange Commission, on March 5th, the regulator announced that BB&T Securities has agreed to return more than $5 million to retail investors and pay a $500,000 penalty to settle charges involving Valley Forge
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March 7, 2019
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Blog, Current Investigations
Investigating Potential Lawsuits – Imageware Systems Inc. Are you concerned about your investment in Imageware Systems Inc.? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. ImageWare
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March 7, 2019
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Blog, Current Investigations
FS Global Credit Opportunities Fund A – Investment Losses Are you concerned about your investment in FS Global Credit Opportunities Fund A? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the
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March 7, 2019
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Blog, Current Investigations
Investigating Potential Lawsuits involving NeoStem Inc. Are you concerned about your investment in NeoStem, Inc.? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. NeoStem, Inc. is a
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March 7, 2019
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Blog, Current Investigations
Investigating Potential Lawsuits – Benefit St. Partners Realty Trust Have you suffered investment losses in Benefit St. Partners Realty Trust? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution Claim against the brokerage firm that sold you the
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March 7, 2019
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Blog, Current Investigations
Investigating Potential Claims – Peach Tree #1 LP Are you concerned about your investment in Peach Tree #1 LP? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment. The company filed a
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March 5, 2019
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Blog, Current Investigations, Securities Fraud
John Gregory Schmidt to Pay $1.1 Million for Fraud Charges Have you suffered losses investing with John Gregory Schmidt? If so, the securities fraud attorneys at The White Law Group may be able to help you by filing a FINRA arbitration claim. According to a press release, Securities and Exchange Commission (SEC)
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March 5, 2019
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Blog, Current Investigations, Securities Fraud
Financial Advisor William Gennity worked for 10 Firms in 13-Year Career Have you suffered losses investing with financial advisor William Gennity? If so, the securities fraud attorneys at The White Law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim against the brokerage
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March 5, 2019
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Blog, Current Investigations
Investigating Potential Lawsuits – Tanzanian Royalty Exploration Corp. Are you concerned about your investment in Tanzanian Royalty Exploration Corp.? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the
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March 4, 2019
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Blog, Current Investigations
Investor Alert: GWG L Bonds Are you concerned about your investment in GWG L Bonds? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. GWG Holdings finances its portfolio of life insurance
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