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September 9, 2019
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Current Investigations, Securities Fraud
Shawn Bruce Davis, Independent Financial Group in Auburn, CA Are you concerned about investments with Shawn Bruce Davis in Auburn, CA? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to a civil action brought in the Superior Court of
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September 9, 2019
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Current Investigations
Peter E. Cunningham, StockCross Financial Services Reportedly Fined $225,000 over UITs According to a consent order,the Massachusetts Securities Division has fined StockCross Financial Services and broker Peter E. Cunningham $225,000 over alleged trading practices involving unit investment trusts (UITs). According to
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September 9, 2019
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Current Investigations
Elias Hafen, Morgan Stanley, Reportedly Pleads Guilty to Alleged Fraud Scheme Are you concerned about investments with Elias Herbert Hafen (Elias Hafen) in New York, NY? If so, the securities attorneys at The White Law Group may be able to help you. According to a press announcement on Wednesday, Elias Hafen who was
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September 6, 2019
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Blog, Current Investigations
Broker Stefan Pastor, Raymond James, Fort Lauderdale, FL Are you concerned about investments with Stefan Pastor in Fort Lauderdale, FL? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to the Financial Industry Regulatory Authority
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September 5, 2019
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Current Investigations
Gerald Lee Brodsky, Dinosaur Financial Group – New York, NY Are you concerned about your investments with Gerald Lee Brodsky in New York, NY? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to the Financial Industry Regulatory
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September 5, 2019
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Current Investigations
Securities Investigation- Alitair Pharmaceuticals Are you concerned about your investment in Alitair Pharmaceuticals? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. According to SEC filings,
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September 5, 2019
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Current Investigations
Reproductive Research Technologies – Investigating Potential Lawsuits Are you concerned about your investment in Reproductive Research Technologies LP? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you
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September 4, 2019
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Current Investigations
Bobby Wayne Coburn, Securities America, Fort Meade, Florida Are you concerned about investments with Bobby Wayne Coburn in Fort Meade, FL? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim. According to the Financial Industry Regulatory Authority
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September 3, 2019
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Blog, Current Investigations
Marcus Boggs, Former Merrill Lynch Advisor – Fraud Charges According to reports, former financial advisor Marcus Boggs was recently arrested by the FBI at O’Hare International Airport allegedly as he was boarding a flight to Germany with a one-way ticket. Marcus Boggs, 49, a former senior financial adviser for
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September 2, 2019
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Current Investigations
Wealth Strategies Income Fund – Investigating Potential Lawsuits Are you concerned about your investment in Wealth Strategies Income Fund? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage firm that sold you the investment.
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