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Current Investigations

Blog, Current Investigations

William Gennity – Securities Fraud Investigation

Barred Broker William Gennity to pay $2.4 Million FINRA Award Have you suffered losses investing with former financial advisor William...

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Blog, Current Investigations

Robert Charles High II | Broker Fraud Investigation

Robert Charles High II – FBI Investigation Have you suffered losses investing with financial advisor Robert Charles High II? If so, the...

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Blog, Current Investigations

Michael Bastardi | Broker Investigation

FINRA Bars Michael Bastardi, Former Securities America Financial Advisor Are you concerned about investments with former financial advisor...

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Blog, Current Investigations

Herbert Hafen Broker Investigation 

Herbert Hafen, Morgan Stanley – Allegedly Barred from Securities Industry Have you suffered losses investing with former financial...

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Blog, Current Investigations

Gregory Alan Levine | Broker Investigation

Gregory Alan Levine (Greg Alan Levine) – First Allied Securities – Fort Lauderdale, FL Have you suffered investment losses with...

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Blog, Current Investigations

Gabriel Block Broker Investigation

Broker Gabriel Block Reportedly Sanctioned for Unsuitable Trades Have you suffered losses investing with former financial advisor Gabriel...

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