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Current Investigations

Blog, Current Investigations

Provasi Vertical Capital Income Fund Investment Losses

Update on June 3, 2019 – Vertical Capital Income Fund IPO Are you concerned about investment losses in the Provasi Vertical Capital...

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Blog, Current Investigations

Beacon E & P Company, LLC Investment Losses

Are you concerned about your investment losses in Beacon E & P Company, LLC? If so, The White Law Group may be able to help you recover...

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Blog, Current Investigations

UBS Loses $18.6 Million over Puerto Rico Bonds

UBS Financial Services Inc. lost again in another arbitration claim regarding Puerto Rico closed-end municipal bond funds, this time for...

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Blog, Current Investigations, Securities Fraud Articles

Tye C. Williams Barred from Securities Industry

According to FINRA, Tye Calvin Williams (CRD #1271046, Frisco, Texas) submitted an AWC in which he was barred from association with any...

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Current Investigations, Securities Fraud Articles

Lucas Lichtman Suspended from the Securities Industry

According to FINRA, Lucas Dylan Lichtman (CRD #5542092, Nanuet, New York) submitted an Offer of Settlement in which he was assessed a...

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Blog, Current Investigations, Securities Fraud Articles

James Kolf Barred from the Securities Industry

According to FINRA, James Paul Kolf (CRD #1015682, Sauk City, Wisconsin) submitted an AWC in which he was barred from association with any...

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