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Current Investigations

Current Investigations, Securities Fraud Articles

Lucas Lichtman Suspended from the Securities Industry

According to FINRA, Lucas Dylan Lichtman (CRD #5542092, Nanuet, New York) submitted an Offer of Settlement in which he was assessed a...

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Blog, Current Investigations, Securities Fraud Articles

James Kolf Barred from the Securities Industry

According to FINRA, James Paul Kolf (CRD #1015682, Sauk City, Wisconsin) submitted an AWC in which he was barred from association with any...

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Blog, Current Investigations, Securities Fraud Articles

Robert Estevez Suspended from the Securities Industry

According to reports, Robert Estevez (CRD #3161419, Greenwich, Connecticut) submitted an AWC in which he was fined $20,000 and suspended...

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Blog, Current Investigations

FINRA Fines Credit Suisse Securities $16.5 Million

According to reports, The Financial Industry Regulatory Authority (FINRA) has fined Credit Suisse Securities LLC $16.5 million for...

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Blog, Current Investigations

Illume Fund LP Investment Losses

  Investigation of Illume Fund LP Investments Are you concerned about investment losses in Illume Fund LP? If so, The White Law Group...

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Blog, Current Investigations

Provasi’s Pathway Energy Infrastructure Fund Investment Losses

Are you concerned about investment losses in Provasi’s Pathway Energy Infrastructure Fund? If so, The White Law Group may be able to...

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