Current Investigations

August 18, 2016

Latest News: SEC Bars Michael Oppenheim from the Securities Industry

Have you suffered losses investing with Michael Oppenheim, and JP Morgan Chase? If

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August 15, 2016

Investor Alert: U.S. Preventive Medicine

Investment Losses in U.S. Preventive Medicine Have you suffered losses investing in

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August 14, 2016

Hi-Crush Partners Announces Public Offering

Have you suffered losses investing in Hi-Crush Partners LP? If so, the securities

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August 13, 2016

Investor Alert: SunEdison, Inc.

Have you suffered losses investing in SunEdison 2.375% April 15 2022 bonds? If so,

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August 10, 2016

Ray Lucia Loses Appeal to SEC Ban

According to reports, Ray ‘Buckets of Money’ Lucia’s appeal to SEC

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Caldwell Securities August 8, 2016

FINRA Files Complaint Charging Broker With Fraudulently Trading Accounts of...

Investor Alert: Hank M. Werner Have you suffered losses investing with Hank M.

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