-
August 21, 2017
Comments (0)
Podcasts
Choosing a Financial Advisor In this episode, Mr. White discusses how to choose a financial advisor. If you have questions about your investments, the securities attorneys of The White Law Group may be able to help you. To speak with a
Read More »
-
January 10, 2017
Comments (0)
Blog, Podcasts, Securities Fraud
What is Churning? Churning is excessive trading by a broker in a client’s account largely to generate commissions. Churning claims arise out of the inherent conflict of interest involved when a financial advisor is compensated by commissions
Read More »
-
August 10, 2016
Comments (0)
Podcasts, Securities Fraud
How to file a FINRA claim In this episode, Mr. White discusses the statute of limitations for bringing a FINRA claim against your brokerage firm, as well as how to file a claim.
Read More »
-
March 1, 2016
Comments (1)
Blog, Podcasts, Securities Fraud
Episode 17 The following is a transcription of Wall Street vs. Main Street, a radio show/podcast hosted by the firm’s managing partner D. Daxton White. In this episode, Mr. White answers questions sent in from investors. Producer: Welcome to Wall Street versus Main Street, a different take on the investment show,
Read More »
-
February 5, 2016
Comments (0)
Blog, Podcasts, Securities Fraud
The FINRA Arbitration Process The following is a transcription of a recent episode of Wall Street vs. Main Street, a radio show hosted by the firm’s managing partner D. Daxton White. In this episode, Mr. White explains the FINRA arbitration
Read More »
-
November 25, 2015
Comments (0)
Blog, Podcasts, Securities Fraud
Wall Street V. Main Street Podcast–Episode 4 – Hedge Funds Transcription – Hedge Funds – Episode 4 The following is a transcription of a recent episode of Wall Street vs. Main Street, a radio show hosted by the firm’s
Read More »
-
November 25, 2015
Comments (0)
Blog, Podcasts, Securities Fraud
Financial Advisors Registration Requirements The following is a transcription of a recent episode of Wall Street vs. Main Street, a radio show hosted by the firm’s managing partner D. Daxton White. In this episode, Mr. White discusses the registration requirements for financial professionals, including brokers and
Read More »
-
November 24, 2015
Comments (1)
Blog, Podcasts, Securities Fraud
Investment Fraud The following is a transcription of a recent episode of Wall Street vs. Main Street, a radio show hosted by the firm’s managing partner D. Daxton White. In this episode, Mr. White discuss the most common types of investment fraud.
Read More »
-
November 12, 2015
Comments (1)
Blog, Podcasts, Securities Fraud
Wall Street V. Main Street Podcast – Episode 8 – Client Questions The following is a transcription of a recent episode of Wall Street vs. Main Street, a radio show hosted by the firm’s managing partner D. Daxton White. In this episode, Mr.
Read More »
-
November 10, 2015
Comments (1)
Blog, Podcasts, Securities Fraud
Wall Street V. Main Street Podcast – Episode 6 – The differences between brokers and investment advisors The following is a transcription of a recent episode of Wall Street vs. Main Street, a radio show hosted by the firm’s managing
Read More »
