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August 21, 2017
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Podcasts
Choosing a Financial Advisor In this episode, Mr. White discusses how to choose a financial advisor. If you have questions about your investments, the securities attorneys of The White Law Group may be able to help you. To speak with a securities attorney,
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January 10, 2017
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Blog, Podcasts, Securities Fraud
What is Churning? Churning is excessive trading by a broker in a client’s account largely to generate commissions. Churning claims arise out of the inherent conflict of interest involved when a financial advisor is compensated by commissions
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August 10, 2016
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Podcasts, Securities Fraud
How to file a FINRA claim In this episode, Mr. White discusses the statute of limitations for bringing a FINRA claim against your brokerage firm, as well as how to file a claim.
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March 1, 2016
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Blog, Podcasts, Securities Fraud
The following is a transcription of Wall Street vs. Main Street, a radio show/podcast hosted by the firm’s managing partner D. Daxton White. In this episode, Mr. White answers questions sent in from investors. Producer: Welcome to Wall Street versus Main Street, a different take on the investment show, with our host
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February 5, 2016
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Blog, Podcasts, Securities Fraud
The FINRA Arbitration Process The following is a transcription of a recent episode of Wall Street vs. Main Street, a radio show hosted by the firm’s managing partner D. Daxton White. In this episode, Mr. White explains the FINRA arbitration
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November 25, 2015
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Blog, Podcasts, Securities Fraud
Wall Street V. Main Street Podcast–Episode 4 – Hedge Funds The following is a transcription of a recent episode of Wall Street vs. Main Street, a radio show hosted by the firm’s managing partner D. Daxton White. In this episode, Mr.
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November 25, 2015
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Blog, Podcasts, Securities Fraud
Financial Advisors Registration Requirements The following is a transcription of a recent episode of Wall Street vs. Main Street, a radio show hosted by the firm’s managing partner D. Daxton White. In this episode, Mr. White discusses the registration requirements for financial professionals, including brokers and
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November 24, 2015
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Blog, Podcasts, Securities Fraud
Investment Fraud The following is a transcription of a recent episode of Wall Street vs. Main Street, a radio show hosted by the firm’s managing partner D. Daxton White. In this episode, Mr. White discuss the most common types of investment fraud.
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November 12, 2015
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Blog, Podcasts, Securities Fraud
Wall Street V. Main Street Podcast – Episode 8 – Client Questions The following is a transcription of a recent episode of Wall Street vs. Main Street, a radio show hosted by the firm’s managing partner D. Daxton White. In this episode, Mr.
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November 10, 2015
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Blog, Podcasts, Securities Fraud
Wall Street V. Main Street Podcast – Episode 6 – The differences between brokers and investment advisors The following is a transcription of a recent episode of Wall Street vs. Main Street, a radio show hosted by the firm’s managing
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