Publications
Category

Excessive Trading, Featured by Top Securities Fraud Attorneys, The White Law Group December 4, 2018

BottomLine Inc.: Beware Brokers Who Run Up Charges

Bottom Line Inc. Article on Churning On December 1, 2018, Bottom Line Inc. published

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Unpaid Arbitration Awards, Featured by Top Securities Fraud Attorneys, The White Law Group August 22, 2017

Investment News: Client wins $433,000 through FINRA arbitration claim..

Growing problem: Unpaid Arbitration Awards According to an article in Investment

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FINRA CEO Robert Cook First Initiative , Featured by Top Securities Fraud Attorneys, The White Law Group January 11, 2017

Investment News: New FINRA head Robert Cook…

New CEO of the Financial Industry Regulator Authority to Publish Examination

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March 9, 2016

Investment News: Couple files Finra arbitration claim against Morgan Stanley...

A retired couple from North Carolina has filed an arbitration claim against Morgan

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Wells Fargo July 6, 2015

Investment News: Wells Fargo faces major test of broker liability...

A Wells Fargo Advisors client has asked arbitrators to recover money he says he lost

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April 7, 2015

Public Investors Arbitration Bar Association Journal: Brokerage Firm Counterclaims: Firms’...

his article addresses what appears to be a growing problem and our experience in

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