Publications
Category

Broker churning April 19, 2014

Wall St. Cheat Sheet: Is Your Broker Churning Your Investment...

Financial Professionals are like any profession – there are good ones and there

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October 22, 2013

The Bond Buyer: Two Firms File Cases Against UBS Over...

On Tuesday, White Law Group filed an arbitration case with FINRA for a single

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August 12, 2013

Wall St. Cheat Sheet: Troubling Trend – Brokerages Negotiate Clean...

As a securities attorney who represents investors in claims against brokerage firms,

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June 7, 2013

Kiplinger: Beware These 5 Problematic High-Yield Investments

When Pat Conway invested the majority of his life’s savings a few years ago in two

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March 26, 2013

Association of Certified Financial Crime Specialists: Illinois Receives Dubious Honor...

Earlier this month, Illinois became the second state ever to be the target of a

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December 21, 2012

Phoenix Business Journal: Phoenix REITs Drawn into Investigation of sales,...

A Phoenix-based company is tangled in a Massachusetts securities investigation in

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March 30, 2012

Financial Advisor Magazine: Pacific Cornerstone REIT Among Those Facing Dramatic...

Cornerstone Real Estate Investment Funds sold through Pacific Cornerstone Capital

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January 20, 2012

Financial Planning: Investing in TICs? Proceed with Caution

Advisors with clients who want to move money into real estate investments known as

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January 15, 2012

Investment News: SIFMA, FINRA Clash Over Deadbeat Brokers

The Securities Industry and Financial Markets Association wants Finra to crack down

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January 10, 2012

Investment News: Thinkorswim Users Sue TD Ameritrade for $8.2 Million...

TD Ameritrade Inc. has been hit with an $8 million arbitration claim by a group of

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