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July 15, 2019
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Blog, Securities Fraud
IMS Securities Inc. to pay $500,000 FINRA Award The White Law Group today announces a FINRA Arbitration panel has awarded a Texas couple over $500,000 in compensatory damages in a FINRA lawsuit filed against IMS Securities in February 2018, alleging unsuitable investments in high risk, non-traded REITs. The retired
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July 10, 2019
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Current Investigations, Securities Fraud
SEC Reportedly Bars Transamerica Financial Advisor Pedro Luis Gonzalez-Seijo for Allegedly Stealing from Clients Are you concerned about your dealings with Pedro Luis Gonzalez-Seijo? If so, the securities attorneys at the White Law Group may be able to help you. According to an SEC administrative order on July 5, the
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July 9, 2019
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Blog, Current Investigations, Securities Fraud
Brenda Ann Smith – CV Brokerage – Private Securities Transactions Are you concerned with investments made with former financial advisor Brenda Ann Smith & CV Brokerage? If so, the securities attorneys at The White Law Group may be able to help you. According to a Letter of Acceptance, Waiver &
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June 26, 2019
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Blog, Current Investigations, Securities Fraud
New Jersey Broker Michael Alan Siegel faces Prison Sentence Have you suffered losses investing with Michael Alan Siegel? If so, the securities attorneys at The White Law Group may be able to help you through FINRA Arbitration. According to reports on June 26, former New Jersey broker, Michael Alan Siegel is allegedly
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June 25, 2019
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Blog, Current Investigations, Securities Fraud
Securities Investigation – Broad Reach Capital LP Are you concerned about your investment in Broad Reach Capital LP? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. According to SEC
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June 21, 2019
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Blog, Current Investigations, Securities Fraud
Madyson Capital Management – “Madyson Investments”– Recovery of Investment Losses Are you concerned about your investment in Madyson Capital Management ? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution claim against the brokerage
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June 20, 2019
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Current Investigations, Securities Fraud
Woodbridge Group (Woodbridge Wealth) Investment Losses Have you suffered losses investing in Woodbridge Group Promissory Notes? The White Law Group continues to investigate potential claims involving broker dealers who may have unsuitably recommended Woodbridge Group offerings to investors. Investors may be able to
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June 20, 2019
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Blog, Securities Fraud
The White Law Group announces the filing of a FINRA Lawsuit against LPL Financial LLC The White Law Group announces filing of a FINRA Arbitration lawsuit today. The claim, submitted on behalf of a Laguna Niguel, CA resident, alleges claims for violation of common law fraud, breach of fiduciary duty, negligence, and
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June 19, 2019
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Blog, Securities Fraud
Raymond James Lawsuit – BD to pay $15 million for Reportedly Overcharging Customers According to reports this week, Raymond James has agreed to pay $15 million to settle two consolidated lawsuits that accused the firm of overcharging its clients in “passport” accounts. The firm has also reportedly agreed to
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June 13, 2019
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Blog, Current Investigations, Securities Fraud
Investment Adviser Douglas Simanski – Next Financial – Altoona, Pennsylvania Have you suffered losses investing with Douglas Simanski and Next Financial Group? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA Arbitration claim.
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