Securities Fraud
Category

Santander Investment Securities Censured & Fined, featured by top securities fraud attorneys, The White Law Group September 9, 2021

Santander Investment Securities Inc. Censured & Fined 

FINRA Sanctions Santander Investment Securities for Inaccurate Disclosures 

Read article

FINRA Rule Change will Protect Investors from High Risk Firms, Broker Misconduct, featured by top securities f;raud attorneys, The White Law Group August 3, 2021

SEC Approves FINRA Rule Change to Protect Investors from Rogue...

FINRA Rule Change will Protect Investors from High Risk Firms, Broker Misconduct

Read article

Parking REIT Executive Allegedly Charged with Defrauding Investors, featured by top securities fraud attorneys, The White Law Group August 2, 2021

Parking REIT Executive Allegedly Charged with Defrauding Investors

SEC Charges Real Estate Executive With Defrauding Vestin REIT Investors According to

Read article

Wilson-Davis Co. Inc. to pay $500,000 for Supervisory Failures, featured by top securities fraud attorneys, The White Law Group July 20, 2021

Wilson-Davis Co. Inc. to pay $500,000 for Supervisory Failures

FINRA Sanctions Wilson-Davis Co. Inc. for Failure Supervise  The White Law Group is

Read article

FINRA Complaint: Spartan Capital Securities Advisor Marc Reda Charged with Broker Misconduct, featured by top securities fraud attorneys, The White Law Group June 16, 2021

FINRA Complaint: Marc Reda of Spartan Capital, Charged with Broker...

FINRA Alleges Marc Reda Excessively Traded 19 Customer Accounts in Unsuitable

Read article

SEC Charges James Couture, LPL Financial with Stealing $2.9 Million from Clients, featured by top securities fraud attorneys, the White Law Group June 2, 2021

SEC Charges James Couture, LPL Financial with Stealing $2.9 Million...

LPL Financial Broker James Couture Charged with Defrauding Clients According to a

Read article