Securities Fraud
Category

SEC’s Whistleblower Program Reaches $500 Million in Total Awards, featured by top securities fraud attorneys, The White Law Group June 5, 2020

SEC’s Whistleblower Program Reaches $500 Million in Total Awards

SEC awards $50 million to one individual this week, its largest award to date.

Read article

James Schwartz, Financial Advisor Investigation, featured by top securities fraud attorneys, The White Law Group June 2, 2020

James Schwartz, Financial Advisor Investigation

Financial Advisor Jim Schwartz, Aegis Capital Corp. in Melville, NY James Schwartz

Read article

Robert Korzik, Broker Investigation, featured by top securities fraud attorneys, The White Law Group June 2, 2020

Robert Korzik, Broker Investigation

Financial Advisor Bob Korzik, Ameriprise Financial Services in Little Falls, NJ

Read article

Stifel Nicolaus & Co. Inc. Sanctioned for Regulatory Violations, featured by Top Securities Fraud Attorneys, The White Law Group May 28, 2020

Stifel Nicolaus & Co. Inc. Sanctioned for Regulatory Violations

FINRA Hits Stifel with more than $3.6 million in sanctions for sales of UITs

Read article

Secretary Galvin Brings Charges against GPB Capital, featured by top securities fraud attorneys, the White Law Group May 28, 2020

Secretary Galvin Brings Charges against GPB Capital

Secretary Galvin Brings Charges against GPB Capital for Defrauding Massachusetts

Read article

SEC Charges Florida Investment Adviser TCA Fund Management with Fraud, featured by top securities fraud attorneys, The White Law Group May 22, 2020

SEC Charges Florida Investment Adviser TCA Fund Management with Fraud

Securities Fraud Investigation The White Law Group is continuing its investigation

Read article

Leonard Kinsman, Broker Investigation, featured by Top Securities Fraud Attorneys, The White Law Group May 20, 2020

Leonard Kinsman, Broker Investigation

Financial Advisor Lenny Kinsman, Wells Fargo Advisors in Staten Island, NY Leonard

Read article

New York City REIT Investment Losses May 19, 2020

New York City REIT Investment Losses

Concerned about investment losses in New York City REIT? Have you suffered losses

Read article

Richard Shotz Broker Investigation, featured by top securities fraud attorneys, The White Law Group May 15, 2020

Richard Shotz Broker Investigation

Financial Advisor Richard Shotz, Wells Fargo Clearing Services in Daytona Beach, FL

Read article

Arthur Hoffman, Broker Investigation, featured by Top Securities Fraud Attorneys, The White Law Group May 14, 2020

Arthur Hoffman (Art Hoffman), Broker Investigation

Financial Advisor Art Hoffman, Ameriprise Financial Services in Glendale, AZ 

Read article