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June 20, 2019
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Blog, Securities Fraud
The White Law Group announces the filing of a FINRA Lawsuit against LPL Financial LLC The White Law Group announces filing of a FINRA Arbitration lawsuit today. The claim, submitted on behalf of a Laguna Niguel, CA resident, alleges claims for violation of common law fraud, breach of fiduciary duty, negligence, and
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June 19, 2019
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Blog, Securities Fraud
Raymond James Lawsuit – BD to pay $15 million for Reportedly Overcharging Customers According to reports this week, Raymond James has agreed to pay $15 million to settle two consolidated lawsuits that accused the firm of overcharging its clients in “passport” accounts. The firm has also reportedly agreed to
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June 13, 2019
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Blog, Current Investigations, Securities Fraud
Investment Adviser Douglas Simanski – Next Financial – Altoona, Pennsylvania Have you suffered losses investing with Douglas Simanski and Next Financial Group? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA Arbitration claim.
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June 12, 2019
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Current Investigations, Securities Fraud
FINRA Reportedly Bars Nina Jessee after 23 Customer Complaints Have you suffered investment losses investing with former financial advisor Nina Jessee of Cetera Advisors in Abingdon, Virginia? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses through FINRA
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June 10, 2019
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Blog, Current Investigations, Securities Fraud
Kimberly Kitts, Royalty Alliance, Reportedly Barred after Guilty Plea Have you suffered losses investing with former financial advisor Kimberly Kitts in Cape Cod, MA? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses through FINRA arbitration. According to an
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June 9, 2019
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Blog, Securities Fraud
Potential Pitfalls of 72 (t) – Early IRA Withdrawals The following is a breakdown of some of the basics of the 72(t) program and things to consider before doing a 72(t). Discussing plans for retirement is a daunting task. Now throw in a reference to 72(t) and most people have no idea what you are …
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June 1, 2019
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Blog, Securities Fraud
Securities Investigation – Ironwood Institutional LTD Are you concerned about your investment in Ironwood Institutional LTD? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. The company has
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May 22, 2019
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Blog, Securities Fraud
Morgan Stanley Lawsuit – Clients awarded $519,000 for Alleged Unsuitable Investments According to a FINRA Award posted this week, a New Mexico couple claiming they were put into unsuitable investments by a Morgan Stanley financial advisor were awarded $519,000. The investors, Stephen and Brenda Balok, in a
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May 20, 2019
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Securities Fraud
The White Law Group files FINRA Arbitration Claim against World Equity Group Inc. The White Law Group announced the filing of a Financial Industry Regulatory Authority (FINRA) arbitration statement of claim this week against World Equity Group Inc. The lawsuit was submitted to FINRA Dispute Resolution on behalf of a
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May 16, 2019
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Blog, Current Investigations, Securities Fraud
Trinity Council – Giokas Wealth Management – Investigating Potential Lawsuits Have you suffered losses investing in Trinity Council at the advice of former financial advisor Michael Giokas? If so, the securities attorneys may be able to help you by filing a FINRA Dispute Resolution claim. In 2017, Giokas allegedly
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