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November 6, 2018
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Blog, Current Investigations, Securities Fraud
Ronald Klebba – Cease & Desist Order Have you suffered losses investing with Ronald Klebba? If so, the securities attorneys at The White Law Group may be able to help you recover your losses through FINRA Arbitration. According to the Florida Department of Financial Services on October 17, 2017, a cease &
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November 6, 2018
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Blog, Current Investigations, Securities Fraud
Financial Advisor David Colflesh – NYLife Securities – Tarkio, MO According to the Financial Industry Regulatory Authority (FINRA) on October 26, 2018, the regulator has suspended NYLife Securities financial advisor David Colflesh from associating with any FINRA member for 18 months. From October 2014 to July
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November 5, 2018
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Blog, Current Investigations, Securities Fraud
Investment Adviser Douglas Simanski – Next Financial – Altoona, Pennsylvania Have you suffered losses investing with Douglas Simanksi and Next Financial Group? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA Arbitration claim.
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November 1, 2018
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Blog, Current Investigations, Securities Fraud
Breitling Oil & Gas – Christopher Faulkner – Securities Fraud Investigation Have you suffered losses investing in Breitling Oil & Gas at the advice of your financial advisor? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses through FINRA Arbitration.
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November 1, 2018
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Blog, Current Investigations, Securities Fraud
David Ferwerda – Signator Investors – Grand Rapids, Michigan According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred financial advisor David Ferwerda (CRD No. 832431) from associating with any FINRA member at any time. On August 27, 2018, FINRA staff reportedly sent Ferwerda a
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October 26, 2018
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Blog, Current Investigations, Securities Fraud
William H. Hightower – Hightower Capital Group – Investigation According to a press announcement on October 11, 2018, former financial advisor William H. Hightower was reportedly indicted on thirteen counts of wire fraud, mail fraud and money laundering. The announcement further states that Hightower, age 60,
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October 25, 2018
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Blog, Current Investigations, Securities Fraud
Jim Flynn – Greenville, SC – Barred from Securities Industry Are you concerned about your investments with financial advisor Jim Flynn in Greenville, South Carolina? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA arbitration claim against
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October 25, 2018
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Blog, Current Investigations, Securities Fraud
Stephen Allen Murray – Raymond James & Associates – Palm Beach Gardens, FL According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred Florida financial advisor Stephen Allen Murray from associating with any FINRA member in any capacity. Murray reportedly failed to request
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October 18, 2018
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Blog, Current Investigations, Securities Fraud
Update on Dawn Bennett Fraud Charges Have you suffered losses investing with financial advisor Dawn Bennett? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA arbitration claim against her employer. Investment adviser Dawn Bennett was convicted
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October 9, 2018
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Blog, Securities Fraud
Family claims Wells Fargo Breached Fiduciary Duty According to reports, Sherry Webber and her farm-owning family filed a lawsuit in federal court alleging Wells Fargo breached its fiduciary duty by churning life insurance contracts. In the lawsuit the family alleges a Wells Fargo advisor engaged in churning life
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