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April 18, 2019
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Current Investigations, Securities Fraud
Benjamin Bourgeois Jr. Reportedly Arrested for Fraud Have you suffered investment losses with financial advisor Benjamin Bourgeois Jr. in Metairie, LA? If so, the securities attorneys at The White Law Group may be able to help you to recover your losses by filing a FINRA Dispute Resolution claim. According to numerous
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April 17, 2019
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Blog, Current Investigations, Securities Fraud
Broker Oscar Francis Sentenced to 41 months in Prison. Have you suffered investment losses with Oscar Francis in Fort Lauderdale, FL? If so, the securities attorneys at The White law Group may be able to help you recover your losses by filing a FINRA Dispute Resolution claim. According to a press announcement, on
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April 11, 2019
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Blog, Current Investigations, Securities Fraud
Environmental Packaging Technologies Holdings, CURE Pharmaceutical Holding Corp. Microcap Stock Investigation According to a press announcement in November 2018, the Securities and Exchange Commission charged four individuals for their roles in a scheme to profit from the manipulation and illegal sale of microcap
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April 10, 2019
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Current Investigations, Securities Fraud
Scott Klor, LPL Financial Suspended & Fined Are you concerned about your investments with former financial advisor Scott Klor? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim. According to the Financial Industry Regulatory Authority (FINRA), the
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April 9, 2019
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Blog, Current Investigations, Securities Fraud
Chris Kubiak Arrested and Charged with Felony Theft by Fraud Have you suffered losses investing with broker Chris Kubiak? If so, the securities attorneys at The White Law Group may be able to help you recover your losses through FINRA Arbitration. According to numerous reports, Kubiak allegedly deposited the funds of
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April 3, 2019
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Blog, Current Investigations, Securities Fraud
Jose Ramirez, former UBS Broker sentenced to Prison for Fraud According to reports Investment News last week, Jose Ramirez, former top UBS broker in Puerto Rico was sentenced to a year and a day in prison after pleading guilty to criminal bank fraud in November. Ramirez reportedly admitted to profiting by nearly $1
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April 2, 2019
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Blog, Current Investigations, Securities Fraud
Financial Advisor Ed Matthes Barred after Fraud Complaints Have you suffered losses investing with former financial advisor Ed Matthes? If so, the securities attorneys at The White Law Group may be able to help you recover your losses through FINRA Arbitration. According to the Milwaukee Journal Sentinel on March 29,
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April 1, 2019
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Blog, Current Investigations, Securities Fraud
Investor Alert: UBS Yield Enhancement Strategy (UBS YES) Have you suffered losses investing in UBS Yield Enhancement Strategy (UBS YES)? If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Dispute Resolution Claim against the brokerage firm that sold you the investment.
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March 27, 2019
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Blog, Current Investigations, Securities Fraud
Lawsuit Involves Former Broker Hector May & Alleged Ponzi Scheme According to numerous reports this week, Securities America is facing a lawsuit alleging a broker the company fired last year cost a family $18 million in losses and the company failed to supervise him. As we told you previously, Hector May pleaded
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March 27, 2019
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Blog, Securities Fraud
Merrill Lynch Sanctioned for Alleged ADR Violations According to a press announcement this week, Merrill Lynch, Pierce, Fenner & Smith Incorporated has agreed to pay more than $8 million to settle SEC charges of infractions related to American Depositary Receipts (ADR), the U.S. securities representing foreign
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