Securities Fraud
Category

FINRA Fines Surge 43% in 2020, featured by top securities fraud attorneys, The White Law Group March 19, 2021

The Financial Industry Regulatory Authority (FINRA) Fines Surge 43% in...

FINRA sees 43% increase in fines, yet disciplinary actions were only up 1% in 2020.

Read article

Ex-Principal Securities Broker John Krohn Reportedly Sued for $39.2 Million in Damages, featured by top securities fraud attorneys, The White Law Group March 18, 2021

Ex-Principal Securities Broker John Krohn Reportedly Sued for $39.2 Million...

Three Investor Lawsuits Allege John Krohn was Selling Unapproved Securities

Read article

Cambridge Investment Research Inc. Lawsuits – Broker Fraud, Investigation and Regulatory Review, featured by top securities fraud attorneys, The White Law Group March 17, 2021

Cambridge Investment Research Inc. Lawsuits – Broker Fraud, Investigation and Regulatory...

The White Law Group is investigating potential securities claims involving Cambridge

Read article

Ex-Merrill Lynch Broker Peter Ianace, Customer Complaint filed after Bar, featured by top securities fraud attorneys, The White Law Group March 15, 2021

Ex-Merrill Lynch Broker Peter Ianace, Customer Complaint filed after Bar

$18 million Lawsuit alleges Unsuitable Investments Recommendations,

Read article

FINRA Complaint: Broker Megurditch (Mike) Patatian Allegedly Recommended $7.8M In Unsuitable REITs To Clients, featured by top securities fraud attorneys, The White Law Group March 4, 2021

FINRA Complaint: Broker Megurditch (Mike) Patatian Allegedly Recommended $7.8M in...

Broker Investigation:  Mike Patatian, Western International Securities The

Read article

Morgan Stanley Hit with $5 Million FINRA Lawsuit, featured by top securities fraud attorneys, The White Law Group February 26, 2021

Morgan Stanley Hit with $5 Million FINRA Lawsuit 

Pro Basketball Player Files Suit against Morgan Stanley Professional basketball

Read article

Broker Christopher Bryan Black (Chris Black) Barred from Securities Industry, featured by top securities fraud attorneys, The White Law Group February 15, 2021

Broker Christopher Bryan Black (Chris Black) Barred from Securities Industry

FINRA Reportedly Bars Christopher Bryan Black after Allegations of Misappropriation

Read article

GA Tax Professionals Plead Guilty To Promoting Syndicated Conservation Easement Fraud Scheme, featured by top securities fraud attorneys, The White Law Group February 4, 2021

GA Tax Professionals Plead Guilty To Promoting Syndicated Conservation Easement...

Syndicated Conservation Easement Tax Scheme Involving More Than $1.2 Billion In

Read article

Triad Advisors LLC Review – Broker Fraud, Lawsuits and Regulatory Actions, featured by top securities fraud attorneys, The White Law Group February 2, 2021

Triad Advisors, LLC Review – Broker Fraud, Lawsuits and Regulatory...

The White Law Group is investigating potential securities claims involving Triad

Read article

Lawsuit Filed Against Madison Avenue Securities alleges Unsuitable Investment Recommendations, featured by top securities fraud attorneys, the White Law Group February 1, 2021

Lawsuit Filed Against Madison Avenue Securities alleges Unsuitable Investment Recommendations

Lawsuit Filed Against Madison Avenue Securities alleges Unsuitable Investment

Read article