Securities Fraud
Category

Investor Alert: GPB Cars 12 LLC, featured by top securities fraud attorneys, The White Law Group July 8, 2020

Investor Alert: GPB Cars 12 LLC

GPB Capital Entities GPB Cars 12, LLC, GPB 5 LLC and GPB 8 LLC Receive Millions in

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Cadaret Grant Censured & Fined $200K for Failure to Supervise, featured by top securities fraud attorneys, The White Law Group July 8, 2020

Cadaret Grant & Co. Censured & Fined $200K for Failure...

FINRA Sanctions Cadaret Grant for Ex-rep’s Alleged Ponzi-scheme According to The

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GPB Capital Holdings: Takes Millions in Loans from the Fed, featured by top securities fraud attorneys, The White Law Group July 7, 2020

GPB Capital Holdings: Takes Millions in Loans from the Fed

GPB Capital – Update on Investigation, July 22, 2020 The White Law Group

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SG Americas to pay to Pay $3.1 Million to Settle SEC charges, featured by top securities fraud attorneys, The White Law Group June 24, 2020

SG Americas to Pay $3.1 Million to Settle SEC charges

SEC Reportedly Sanctions SG Americas for Deficient Blue Sheet Data According to a

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Whistleblower Awarded $700,000 for Providing Assistance to the SEC, featured by top securities fraud attorneys, The White Law Group June 23, 2020

Whistleblower Awarded $700,000 for Providing Assistance to the SEC

SEC Awards Almost $700,000 to Whistleblower According to a press announcement on

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FINRA Revises Rules, Raises Fees for Expungement, featured by top securities fraud attorneys, The White Law Group June 19, 2020

FINRA Revises Rules, Raises Fees for Expungement

FINRA CRD Expungement Attorneys Expungement Costs for Financial Advisors is going up

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Financial Advisor Frederick Stow Reportedly Charged with Defrauding Senior Veteran, featured by top securities fraud attorneys, The White Law Group June 15, 2020

Financial Advisor Frederick Stow Reportedly Charged with Defrauding Senior Veteran

Broker Frederick Stow, Raymond James in Franklin, Tennessee The SEC alleges

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SagePoint to pay $1.3 Million in Restitution for Supervisory Issues related to Unit Investment Trusts, featured by top securities fraud attorneys, The White Law Group June 11, 2020

SagePoint Financial Censured & Fined $300,000

SagePoint to pay $1.3 Million in Restitution for Supervisory Issues related to early

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Investor Margin Trading on the Rise, featured by top securities fraud attorneys, The White Law Group June 10, 2020

Investor Margin Trading on the Rise

Broker-Dealers seeing Renewed Interest in Customer Loans due to Market Rebound and

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Financial Advisor Dee Dee Brooks Reportedly Barred from Securities Industry, featured by top securities fraud attorneys, The White Law Group June 10, 2020

Financial Advisor Dee Dee Brooks Reportedly Barred from Securities Industry

Broker Dee Dee Brooks, Signator Investors in Huntington Beach, CA Signator Investors

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