Broker Angelo Talebi, Beverly Hills Financial Planners in Beverly Hills, CA
The White Law Group continues to investigate potential securities fraud claims involving Angelo Talebi and the liability his former employers may have for failure to properly supervise him.
Talebi’s broker profile indicates that 35 customer complaints have been filed against him during his career in the securities industry. The most recent complaint, alleging unsuitable recommendations in connection with a non-traded REIT, is still pending.
According to the Financial Industry Regulatory Authority ( FINRA), Angelo Talebi was previously suspended from the securities industry and fined $10,000 for allegedly executing transactions in a customer’s online account.
Talebi was reportedly registered with LPL Financial (through March 2012) and Royal Alliance Associates, Inc. (through April 2014), both of Beverly Hills, California. According to BrokerCheck, Talebi then worked for Independent Financial Group, LLC, of Sherman Oaks, CA. He is currently affiliated with Beverly Hills Planners in Beverly Hills, CA.
Filing a Complaint against your Brokerage firm
The White Law Group continues to receive calls from investors who have allegedly suffered losses investing with Angelo Talebi.
When brokers violate securities laws, such as making unsuitable investments or churning customers accounts, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration.
Brokerage firms that fail to monitor the business activities of their employees may be liable for investment losses due to negligent supervision for the misconduct of their employees.
We represent investors in FINRA arbitration claims in all 50 states, including California. If you are concerned about your investments with Angelo Talebi, you may be able to file a complaint against your brokerage firm. Please call the securities fraud attorneys at The White Law Group at 888-637-5510 for a free consultation.
For more information on The White Law Group, and its representation of investors, please visit www.WhiteSecuritiesLaw.com. The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee.