According to a recent FINRA announcement, Francis Michael Evans, formerly of NY Life Securities in LaGrange , Illinois (outside of St. Louis, Missouri), has been fined $5,000 and suspended from associating with any FINRA member firm for 6 months. The sanctions were based on findings that Evans forged customer signatures on annuity policy applications and amendments to the applications without he customers’ knowledge or consent.
If you have questions about investments you made with Francis Michael Evans or NY Life Securities, or if you believe that you have been the victim of a securities fraud, The White Law Group may be able to help. To speak to a securites attorney, please call our Chicago office at 312-238-9650 for a free consultation.
The White Law Group is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida.
For more information on The White Law Group, visit https://www.whitesecuritieslaw.com.