FINRA recently announced that Gerald Jamieson Kesner, formerly of Raymond James Financial Services in Lakewood, Colorado, has been barred from association with any FINRA member in any capacity. According to the FINRA announcement, the NAC imposed the sanction following appeal of an OHO decision. The sanction was based on findings that Kesner failed to disclose material information to investors regarding the acquisition of securities and membership interests in a company. The findings further stated that Kesner made unsuitable recommendations to two customers based on the customers’ risk tolerance.
According to his FINRA Broker Report (CRD), prior to working as a financial advisor with Raymond James Financial Services, Gerald Jamieson Kesner was a registered representative with Fahnestock & Co., Inc.
If you have questions regarding investments you made with Gerald Jamieson Kesner or Raymond James Financial Services, or if you believe that you have been the victim of a securities fraud, The White Law Group may be able to help. The White Law Group is a national securities fraud, securities arbitration and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. The firm has over 30 years of experience reviewing securities fraud claims and handles matters throughout the country and Colorado, including reviewing securities fraud cases in Lakewood, Aurora, Golden, Denver, Vail, Winterpark, Aspen, Centennial, and Steamboat Springs. To contact the firm, please call 312-238-9650. Or, for more information on The White Law Group, please visit our website at https://www.whitesecuritieslaw.com.